Former Wells Fargo Clearing Services, LLC broker Boris Niko (CRD# 4603500) is accused of unsuitable investment recommendations. He has been registered with Ameriprise Financial Services, LLC in Wellington, Florida, since 2022. He was registered with Wells Fargo Clearing Services, LLC in New Hope, Pennsylvania, from 2013 to 2022.
Boris Niko Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2023. “Claimant alleges in 2020, her Financial Advisor (FA) continually made unsuitable investments which were high risk and did not meet Claimant’s investment needs.” The case was settled for $185,000. The complaint took place while he was registered with Wells Fargo Clearing Services, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by Boris Niko’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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