Can you recover money lost due to investments with PFS Investments Inc. broker Barbara Wooden (CRD# 4921913)? She has been registered with PFS Investments Inc. in Lake Worth, Florida, and Primerica Advisors in Lake Worth, Florida, since 2013. He was previously registered with PNC Investments in Coconut Creek, Florida, from 2009 to 2011, when he was terminated regarding, “Ms. Wooden was terminated for a violation of affiliate pnc bank policy. Specifically, Ms. Wooden was terminated for falsification of a document. She printed her name as “preparer” on a pnc bank debit slip, although she did not prepare the document. No investment customers were involved in this matter.
Barbara Wooden Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
June 2025. “Plaintiff alleges that the investment recommendations made were unsuitable.” The customer is seeking $100,000 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, PFS Investments Inc. may be liable for investment or other losses suffered by Barbara Wooden’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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