Author: HighRank
In the securities industry, churning occurs when an advisor excessively trades in a client’s account for the purpose of earning commissions. The practice is illegal in the United States under SEC rules. While the practice may benefit the advisor, it … Continue reading
When you are taking steps to recover fraudulent investment losses from a broker or firm, you have three major options for action: mediation, arbitration, and litigation. All three options have advantages and disadvantages, though one may be better than the … Continue reading
Ponzi schemes have existed in the world for over one hundred years, even before Ponzi himself lent his name to the practice. It has survived throughout the decades for one simple reason: the scam lures investors by offering investors high, … Continue reading