Erez Law is interested in speaking with investors who may have suffered losses due to investments with UBS Financial Services Inc. broker Antonio Oliveira (CRD# 3043453). He has been registered with UBS Financial Services Inc. in Providence, Rhode Island, since 20111.
Antonio Oliveira Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
May 2025. “Time Frame: May 1st, 2019 to January 31st, 2025 What were the allegations against the individual? Claimant alleges his instructions were not followed as funds he submitted were not invested in the 529 plans as instructed but left in the money market account. Claimant further alleges his retirement money was not invested as per his instructions and agreement in the managed account.” The case is currently pending. The complaint was regarding equities losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, UBS Financial Services Inc. may be liable for investment or other losses suffered by Antonio Oliveira’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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