Erez Law is currently investigating National Securities Corporation broker Anthony Buono III (CRD# 5761641) regarding structured product losses. Buono has been registered with National Securities Corporation in New York, New York since 2013.
Buono has been the subject of one customer complaint, according to his CRD report:
December 2019. “Suitability, breach of fiduciary duty.” The customer is seeking $150,000 in damages and the case is currently pending. The complaint is regarding structured products.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, National Securities Corporation may be liable for investment or other losses suffered by Buono’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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