Options for Clients of Former Capitol Securities Management, Inc. Broker Andrew Marschall

Capitol Securities Management

Were you the victim of former Capitol Securities Management, Inc. broker Andrew Marschall (CRD# 5922785) who is accused of real estate securities losses? He has been registered with PNC Investments in Solomons, Maryland since 2020. Previously, he was registered with Capitol Securities Management, Inc. in Rochester, New York from 2014 to 2019.

Andrew Marschall Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

December 2021. “Client alleges breach of fiduciary duty related to unsuitable recommendation of non-traded REIT.” The customer is seeking $100,001 in damages and the case is currently pending. The complaint was regarding real estate securities. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Capitol Securities Management, Inc. may be liable for investment or other losses suffered by Andrew Marschall’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.