Erez Law is currently investigating Aegis Capital Corp. broker Alain Ohayon (CRD# 1180975) regarding stock losses. She has been registered with Aegis Capital Corp. in Melville, New York, since 2013.
Alain Ohayon Customer Complaints
She has been the subject of three customer complaints between 1994 and 2024, according to her CRD report. The most recent complaint was regarding:
September 2024. “Time frame: Unsuitable investments, breach of fiduciary duty, and breach of contract.” The case is currently pending. The complaint was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Aegis Capital Corp. may be liable for investment or other losses suffered by Alain Ohayon’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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