Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Adam Gurien (CRD# 2302341) regarding alternative investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Palm Beach Gardens, Florida, since 2011.
Adam Gurien Customer Complaints
He has been the subject of five customer complaints between 2000 and 2022, three of which were denied, according to his CRD report. The most recent complaint was regarding:
September 2022. “The customers allege that the Financial Advisor did not act in their best interest, made unsuitable investment recommendations and misrepresentations in September of 2021.” The customer is seeking $650,000 in damages, and the case is currently pending. The complaint was regarding alternative investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Merrill Lynch, Pierce, Fenner & Smith Incorporated may be liable for investment or other losses suffered by Adam Gurien’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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