Erez Law is currently investigating Navigation Wealth Management, Inc. president Adam Brunin (CRD# 4407663) regarding stock losses. He has been registered as president and investment advisor representative with Navigation Wealth Management, Inc. in Fort Collins, Colorado, since 2016. He was registered with Sigma Financial Corporation in Fort Collins, Colorado, from 2005 to 2016.
Adam Brunin Customer Complaints
He has been the subject of two customer complaints between 2022 and 2024, according to his CRD report:
October 2024. “The client feels that their accounts had a concentration in equities, which posed significant risk to their portfolio, particularly given their conservative investment objectives. They feel that market timing strategies were employed which were inappropriate for their goals. They are seeking resolution in the amount of $210,000 for this issue.” The customer is seeking $210,000 in damages, and the case is currently pending. The complaint was regarding common and preferred stocks, and it took place while he was registered with Navigation Wealth Management, Inc.
June 2022. “Client alleged that premium tax fees were not disclosed. 1/15/2020 Nationwide Annuity Account opened in CO 11/2/2021 Date added proceeds from CO Home sale via check to Adam Brunin ($500K) 4/29/2022 Date of full surrender from account…Transaction Summary: Account Value $564,985.77 Net Surrender $564,985.77, Bank wire transfer amount $554,985.77.” The customer is seeking $10,000 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, FIRM may be liable for investment or other losses suffered by Adam Brunin’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
