Can I Recover Losses from Former Stoever, Glass & Company Inc. Broker Adam Goodman?
Posted on Tuesday, January 12th, 2021 at 9:19 pm
There are options for customers of former Stoever, Glass & Company Inc. broker Adam Goodman (CRD# 2263780)? Goodman has been registered with Stoever, Glass & Company Inc. in Boca Raton, Florida since January 2018. Previously, Goodman was registered with Herbert J. Sims & Co. Inc. in Boca Raton, Florida from 2010 to 2018.
Goodman has been the subject of six customer complaints between 2016 and 2020, according to his CRD report. The most recent complaint is regarding:
September 2020. “Client alleges unauthorized trading and unsuitable transactions since February 2014.” The customer is seeking $500,000 in damages and the case is currently pending. The complaint was regarding corporate debt.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Stoever, Glass & Company Inc. may be liable for investment or other losses suffered by Goodman’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.