Charles Schwab & Co., Inc. broker Bruce Freal (CRD# 2255694) is accused of stock losses. He has been registered with Charles Schwab & Co., Inc. in Providence, Rhode Island, from 2001 to 2020.
Bruce Freal Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
August 2025. “Plaintiff alleges that Mr. Freal, while employed by the Firm, took advantage of a now deceased trustee by having her declared incompetent and had himself installed as successor trustee. After Freal left the Firm, he allegedly sold real estate valued at $617,500 and transferred funds to himself and others through accounts held at Schwab.” The customer is seeking $617,500 in damages, and the case is currently pending. The complaint was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Charles Schwab & Co., Inc. may be liable for investment or other losses suffered by Bruce Freal’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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