There are options for clients of former Pruco Securities, LLC broker Lynn Nicholson (CRD# 2271272) who suffered investment losses. She has been registered with Pruco Securities, LLC in Pageland, South Carolina, from 1992 to 2022.
Lynn Nicholson Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
March 2023. “Customer is alleging Breach of Fiduciary Duty.” The case was settled for $800,000. The complaint was regarding insurance losses, and it took place while he was registered with Pruco Securities, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Pruco Securities, LLC may be liable for investment or other losses suffered by Lynn Nicholson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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