Erez Law is currently investigating Aurora Securities broker Roger Bowlin (CRD# 1905652), who has several multi-million dollar customer complaints related to real estate security losses. He has been registered with Aurora Securities in Portland, Oregon, since 2021, and Secure Asset Management, L.L.C. in San Francisco, California, since 2021. He was registered with Concorde Asset Management, LLC in Mercer Island, Washington, from 202016 to 2021, Concorde Investment Services, LLC in Mercer Island, Washington, from 202016 to 2021, and Independent Financial Group, LLC in Issaquah, Washington, from 2008 to 2016.
Roger Bowlin Customer Complaints
He has been the subject of five customer complaints in 2025, according to his CRD report:
November 2025. “Claimant alleges unsuitable investment recommendation in a real estate securities investment.” The customer is seeking $1,000,000 in damages, and the case is currently pending. The complaint was regarding real estate securities, and it took place while he was registered with Aurora Securities.
November 2025. “Claimant alleges the real estate securities investment recommendations were not suitable.” The customer is seeking $600,000 in damages, and the case is currently pending. The complaint was regarding real estate securities, and it took place while he was registered with Aurora Securities.
October 2025. “Claimant alleges unsuitable investment recommendation.” The customer is seeking $475,000 in damages, and the case is currently pending. The complaint was regarding real estate securities, and it took place while he was registered with Aurora Securities.
October 2025. “Claimant alleges that investments recommended were unsuitable.” The customer is seeking $1,000,000 in damages, and the case is currently pending. The complaint was regarding real estate securities, and it took place while he was registered with Aurora Securities.
September 2025. “Claimant alleges mismanagement of their account(s).” The customer is seeking $5,000,000 in damages, and the case is currently pending. The complaint was regarding real estate securities, and it took place while he was registered with Aurora Securities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Aurora Securities may be liable for investment or other losses suffered by Roger Bowlin’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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