Osaic Wealth, Inc. broker Marat Likhtenstein (CRD# 2470480) is accused of promissory note losses. He has been registered with Osaic Wealth, Inc. in Brooklyn, New York, from 2018 to 2024, when he was terminated regarding, “Failure to disclose personal loan transactions with a client.” He was registered with Signator Investors, Inc. in Brooklyn, New York, from 2001 to 2018.
In August 2024, FINRA barred him after he refused to provide documents and information and to appear for on-the-record testimony requested by FINRA in connection with its investigation that he “was discharged because he failed to disclose personal loan transactions with a client.”
Marat Likhtenstein Customer Complaints
He has been the subject of five customer complaints, according to his CRD report:
September 2025. “Misappropriation alleged with regard to loan funds.” The customer is seeking $155,000 in damages, and the case is currently pending. The complaint was regarding promissory note losses.
September 2025. “Misappropriation alleged with regard to loan funds.” The customer is seeking $400,000 in damages, and the case is currently pending. The complaint was regarding promissory note losses.
September 2025. “Misappropriation alleged with regard to loan funds.” The customer is seeking $425,000 in damages, and the case is currently pending. The complaint was regarding promissory note losses.
September 2025. “Misappropriation alleged with regard to loan funds.” The customer is seeking $1,200,000 in damages, and the case is currently pending. The complaint was regarding promissory note losses.
September 2025. “Misappropriation alleged with regard to loan funds.” The customer is seeking $296,000 in damages, and the case is currently pending. The complaint was regarding promissory note losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Osaic Wealth, Inc. may be liable for investment or other losses suffered by Marat Likhtenstein’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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