Erez Law is currently investigating Alexander Capital, L.P. broker Joseph Amato (CRD# 2751635) regarding private placement losses. He has been registered with Alexander Capital, L.P. in Red Bank, New Jersey, since 2013, and Alexander Capital Wealth Management LLC in Red Bank, New Jersey, since 2021. He was registered with Network 1 Financial Securities Inc. in New York, New York, from 2016 to 2019.
Joseph Amato Customer Complaints
He has been the subject of six customer complaints between 2008 and 2025, one of which was denied and one was withdrawn, according to his CRD report:
July 2025. “Breach of Fiduciary Duty; Aiding and Abetting; Negligence (Failure to Supervise). Violations of Georgia State Laws.” The case is currently pending. The complaint was regarding real estate securities and private securities. The complaint was regarding Alexander Capital, L.P.
June 2025. “Allegations include; breach of fiduciary duties; failure to supervise; negligence and gross negligence; violation of FINRA Rules, violation of the federal securities laws, and violation of the Best Interest Obligations (Reg BI). December 2018 & May 2019.” The customer is seeking $499,000.99 in damages, and the case is currently pending. The complaint was regarding real estate investment trusts (REITs) and alternative investments. The complaint was regarding Alexander Capital, L.P.
October 2024. “Breach of Fiduciary Duty, Fraudulent Inducement, Negligence, Breach of Contract, Violation of FINRA Rule 2010, Equity. February 2021.” The customer is seeking $2,894,000 in damages, and the case is currently pending. The complaint was regarding private equities. The complaint was regarding Alexander Capital, L.P.
May 2022. “Start date approximately September 2017 through 2018. Allegations: Fraud; Securities Fraud; Violation of the Investment Advisors Act; Breach of Fiduciary Duty; Conversion; Breach of Contract; Civil Conspiracy.” The case is currently pending. The complaint was regarding promissory notes, and it took place while he was registered with Alexander Capital, L.P.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Alexander Capital, L.P. may be liable for investment or other losses suffered by Joseph Amato’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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