UBS Financial Services Inc. broker Gregory Cash (CRD# 2698196) is accused of investment losses. He has been registered with UBS Financial Services Inc. in Charlotte, North Carolina, since 2020. He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Charlotte, North Carolina, from 1997 to 2020.
Gregory Cash Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2025. “Time frame: 2021-2023 Allegations: Claimants allege they were victims of financial exploitation leading to the wrongful withdrawal of funds from their accounts, which funds were ultimately transferred to scammers. Claimants allege UBS ignored red flags that the transactions were suspicious and failed to identify/deter the fraudulent transfers.” The customer is seeking $1,194,869 in damages, and the case is currently pending. The complaint took place while he was registered with UBS Financial Services Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, UBS Financial Services Inc. may be liable for investment or other losses suffered by Gregory Cash’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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