Were you the victim of Valmark Securities, Inc. broker Kirk Klein (CRD# 2260326)? He has been registered with Valmark Securities, Inc. in Gainesville, Florida, from 1999 to 2025.
In June 2025, Patricia A. Shively & Patricia A. Shively, as Trustee of the Patricia Ann Shively Trust dated June 30, 1998, as Amended filed a civil complaint in state court against the broker alleging, “breach of fiduciary duty, gross negligence, negligent representation, unjust enrichment.” The complaint was related to promissory notes and direct investments.
Kirk Klein Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2025. “The complaint alleges that Koss Olinger acted as an investment advisor to [REDACTED] and her trust from 2008 through 2025. Kirk Edward Klein is named as a Control Defendant associated with Koss Olinger. A series of investments and loan guarantees made by [REDACTED] during this time are the sources of the allegations.” The customer is seeking $1,000,000 in damages, and the case is currently pending. The complaint took place while he was registered with Valmark Securities, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Valmark Securities, Inc. may be liable for investment or other losses suffered by Kirk Klein’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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