TIAA-Cref Individual & Institutional Services, LLC broker Anthony Walia (CRD# 2951490) is accused of investment losses. He has been registered with Fidelity Brokerage Services LLC in Plainview, New York, since 2022, and Strategic Advisers LLC in Plainview, New York, since 2025.
He was registered with Fidelity Personal And Workplace Advisors in Plainview, New York, from 2022 to 2025, LPL Financial LLC in Bellmore, New York, from 2021 to 2022, Advice and Planning Services in New York, New York, from 2015 to 2020, and TIAA-Cref Individual & Institutional Services, LLC in New York, New York, from 2015 to 2020.
Anthony Walia Customer Complaints
He has been the subject of three customer complaints between 2018 and 2025, one of which was closed without action, according to his CRD report. The most recent complaint was regarding:
February 2025. “Regarding a rollover to a managed account IRA made in 2017, the client alleges the rollover was not in his best interest.” The case was settled for $363,000. The complaint took place while he was registered with TIAA-Cref Individual & Institutional Services, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, TIAA-Cref Individual & Institutional Services, LLC may be liable for investment or other losses suffered by Anthony Walia’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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