Were you the victim of former Kestra Investment Services, LLC broker Mark Zorn (CRD# 2056837) regarding energy sector losses? He was registered with Cetera Advisor Networks LLC in Addison, Texas, from 2022 to 2024, and Kestra Investment Services, LLC in Waco, Texas, from 2007 to 2022.
Mark Zorn Customer Complaints
He has been the subject of four customer complaints between 2010 and 2025, one of which was denied, according to his CRD report:
June 2025. “Claimants allege Respondent recommended an unsuitable product.” The customer is seeking $450,000 in damages, and the case is currently pending. The complaint was regarding direct and oil and gas investments, and it took place while he was registered with Kestra Investment Services, LLC
August 2024. “Claimants allege the financial professional made an unsuitable recommendation.” The customer sought $5,000 in damages, and the case was settled for $95,000. The complaint was regarding direct investments, and it took place while he was registered with Kestra Investment Services, LLC.
April 2023. “The claimant alleges that Mr. Zorn recommended the sale of unsuitable investments.” The customer sought $5,000 in damages, and the case was settled for $170,000. The complaint was regarding direct investments, and it took place while he was registered with Kestra Investment Services, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Kestra Investment Services, LLC may be liable for investment or other losses suffered by Mark Zorn’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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