Erez Law is currently investigating former Avantax Investment Services, Inc. broker Jeffrey Steinberg (CRD# 2610793) regarding unsuitable investment recommendations. He has been registered with Cetera Wealth Services, LLC and Cetera Investment Advisers LLC in Port St. Lucie, Florida, since 2025, and Avantax Planning Partners, Inc. in Port Saint Lucie, Florida, since 2022.
He was registered with Avantax Advisory Services in Port Saint Lucie, Florida, from 2019 to 2025, and Avantax Investment Services, Inc. in Port St. Lucie, Florida, from 2019 to 2025, 1st Global Advisors Inc. in Port Saint Lucie, Florida, from 2003 to 2019, and 1st Global Capital Corp. in Port Saint Lucie, Florida, from 2003 to 2019.
Jeffrey Steinberg Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
February 2025. “Claimant alleges unsuitable investment recommendations which resulted in losses.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Avantax Investment Services, Inc. may be liable for investment or other losses suffered by Jeffrey Steinberg’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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