There are options for clients of Wells Fargo Clearing Services, LLC broker Samuel Starr (CRD# 1893387). He has been registered with Wells Fargo Clearing Services, LLC in Hyannis, Massachusetts, since 2019. He was registered with UBS Financial Services Inc. in Hyannis, Massachusetts, from 2008 to 2019.
Samuel Starr Customer Complaints
He has been the subject of two customer complaints between 2008 and 2024, according to his CRD report. The most recent complaint is regarding:
July 2024. “Customer complained that the financial advisor did not discuss fees, commissions and penalties when recommending the purchase of the investment. (11/10/2021).” The case is currently pending. The complaint was regarding a managed/wrap account, and it took place while he was registered with Wells Fargo Clearing Services, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by Samuel Starr’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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