There are options for clients of former Wells Fargo Clearing Services, LLC broker Jonathan Wade (CRD# 1614237). He was registered with Wells Fargo Clearing Services, LLC, in New York, New York, from 2000 to 2025, when he was terminated regarding, “Discharged for trading in certain non-discretionary clients’ accounts without obtaining requisite authorization from the clients.”
Jonathan Wade Customer Complaints
He has been the subject of four customer complaints between 1997 and 2025, according to his CRD report. The most recent complaint was regarding:
February 2025. “Claimant alleges that in May 2022, the FA failed to follow instructions which resulted in unnecessary income taxes.” The customer is seeking $413,500.80 in damages, and the case is currently pending. The complaint was regarding an individual retirement account (IRA).
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by Jonathan Wade’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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