Erez Law is currently investigating former Equitable Advisors, LLC broker William Greenman (CRD# 839600) regarding stock losses. He was registered with Equitable Advisors, LLC in Bellmore, New York, from 2018 to 2022, when he was terminated regarding, “RR discharged due to the receipt of a client complaint regarding the trading activity in their brokerage account.” He was registered with Cetera Advisors LLC in Bellmore, New York, from 2012 to 2018.
William Greenman Customer Complaints
He has been the subject of four customer complaints between 1999 and 2022, according to his CRD report. The most recent complaint was regarding:
November 2022. “Client alleges RR made unsuitable and unauthorized trades in her father’s brokerage account.” The customer is seeking $600,000 in damages, and the case is currently pending. The complaint was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Equitable Advisors, LLC may be liable for investment or other losses suffered by William Greenman’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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