There are options for clients of Strategy Asset Managers, LLC broker Thomas Hulick (CRD# 1806305) who lost money due to unsuitable investment recommendations. He has been registered as an investment advisor representative with Strategy Asset Managers, LLC in Woodcliff Lake, New Jersey, since 2018. He was registered with Newbridge Securities Corporation in Boca Raton, Florida, from 2019 to 2020.
Thomas Hulick Customer Complaints
He has been the subject of two customer complaints between 2001 and 2025, one of which was denied, according to his CRD report:
August 2025. “Failure to supervise alleged unsuitable investment recommendation in a closed end income fund.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint took place while he was registered with Strategy Asset Managers, LLC, and it was regarding a closed end income fund
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Strategy Asset Managers, LLC may be liable for investment or other losses suffered by Thomas Hulick’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
