Were you the victim of former NYLife Securities LLC broker Michael Cox (CRD# 1182559)? He was registered with NYLife Securities LLC in North Hills, California, from 1983 to 2018.
Michael Cox Customer Complaints
He has been the subject of three customer complaints between 2004 and 2024, according to his CRD report. The most recent complaint was regarding:
June 2024. “Customer alleges the Variable Universal Life Insurance policy he purchased in April 1997 was not clearly explained and as a result, the policy eventually lapsed.” The case is currently pending. The complaint was regarding insurance losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, NYLife Securities LLC may be liable for investment or other losses suffered by Michael Cox’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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