Erez Law is currently investigating UBS Financial Services Inc. broker Tyler Childs (CRD# 6057499) regarding negligence leading to investment losses. He has been registered with UBS Financial Services Inc. in Troy, Michigan, since 2017. He was registered with Copeland Capital Management, LLC in Houston, Texas, from 2015 to 2017, Northern Lights Distributors, LLC in Elkhorn, Nebraska, from 2015 to 2017, and Invesco Advisers, Inc. in Houston, Texas, from 2014 to 2015.
Tyler Childs Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
July 2024. “Time frame: 2021-2023 Claimant alleges misrepresentation in the handling of options trading strategies for the claimant’s account, along with breach of fiduciary duty and negligence.” The customer was awarded $764,268.69 in damages.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, UBS Financial Services Inc. may be liable for investment or other losses suffered by Tyler Childs’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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