Moloney Securities Co., Inc. broker Randall Duggan (CRD# 5559097) is accused of corporate debt losses. He has been registered with Moloney Securities Co., Inc. in Bellingham, Washington, since 2016. He was registered with Moloney Investment Advisory LLC in Bellingham, Washington, in 2016, RBC Capital Markets, LLC in Bellingham, Washington, from 2009 to 2016.
In July 2025, the State of Washington – Securities Division opened an investigation regarding, “The State of Washington – Securities Division alleges that Moloney Securities Co., Inc. and select registered representatives may have violated the Securities Act of Washington pertaining to the solicitation and recommendation of GWG related securities (L Bonds & Preferred Stock).”
Randall Duggan Customer Complaints
He has been the subject of five customer complaints between 2023 and 2025, according to his CRD report:
August 2025. “Suitability/negligence. 2017-2021.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint was regarding corporate debt, direct investments, and real estate securities.
May 2024. “Suitability/negligence. 2020-2021.” The customer sought $475,000 in damages, and the case was settled for $125,179.02. The complaint was regarding corporate debt and direct investments.
April 2024. “Suitability/negligence. 2016.” The customer sought $106,000 in damages, and the case was settled for $25,000. The complaint was regarding corporate debt.
May 2023. “Suitability/negligence. 2020.” The customer sought $36,000 in damages, and the case was settled for $17,317.13. The complaint was regarding corporate debt.
May 2023. “Suitability/negligence. 2020.” The customer sought $201,000 in damages, and the case was settled for $92,574.43. The complaint was regarding corporate debt.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Moloney Securities Co., Inc. may be liable for investment or other losses suffered by Randall Duggan’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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