Can you recover losses due to investments with Stifel, Nicolaus & Company, Incorporated broker Adam Chustz (CRD# 4129813)? He has been registered with Stifel, Nicolaus & Company, Incorporated in Paducah, Kentucky, since 2018. He was registered with Edward Jones in Paducah, Kentucky, from 2007 to 2018. He was registered with Edward Jones in Paducah, Kentucky, from 2007 to 2018.
Adam Chustz Customer Complaints
He has been the subject of four customer complaints in 2025, according to his CRD report:
August 2025. “Breach of Contract and Warranties, Promissory Estoppel; Consumer Protection and Deceptive Trade Practices Act; Violation of State Securities Statutes; Common Law Fraud; Breach of Fiduciary Duty; Negligence and Gross Negligence; Misrepresentation/Omission and Negligent; Misrepresentation/Omission; Unjust Enrichment; Failure to Supervise; Common Law, Statutory Claims and Damages; and Vicarious & Control Person Liability.” The customer is seeking $5,000,000 in damages, and the case is currently pending. The complaint was regarding mutual fund losses, and it took place while he was registered with Stifel, Nicolaus & Company, Incorporated.
August 2025. “Breach of Contract and Warranties, Promissory Estoppel; Consumer Protection and Deceptive Trade Practices Act; Violation of State Securities Statutes; Common Law Fraud; Breach of Fiduciary Duty; Negligence and Gross Negligence; Misrepresentation/Omission and Negligent Misrepresentation/Omission; Unjust Enrichment; Failure to Supervise; Common Law, Statutory Claims and Damages and Vicarious & Control Person Liability.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint was regarding mutual fund losses, and it took place while he was registered with Stifel, Nicolaus & Company, Incorporated.
August 2025. “Claimant alleges breach of contract and warranties, promissory estoppel; violation of Consumer Protection and Deceptive Trade Practices Act; violation of state securities statutes; common law fraud; breach of fiduciary duty; negligence and gross negligence; misrepresentation/omission and negligent misrepresentation/omission; and unjust enrichment.” The customer is seeking $200,000 in damages, and the case is currently pending. The complaint was regarding mutual fund losses, and it took place while he was registered with Stifel, Nicolaus & Company, Incorporated.
July 2025. “Customer alleges registered representative made an unsuitable recommendation.” The customer is seeking $77,000 in damages, and the case is currently pending. The complaint was regarding mutual fund losses, and it took place while he was registered with Stifel, Nicolaus & Company, Incorporated.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Stifel, Nicolaus & Company, Incorporated may be liable for investment or other losses suffered by Adam Chustz’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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