Aegis Capital Corp. broker John Cutrone III (CRD# 6427013) is accused of stock losses. He was registered with Aegis Capital Corp. in New York, New York, from 2017 to 2024, and Carey Financial, LLC in New York, New York, from 2015 to 2017.
John Cutrone III Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
January 2025. “Time frame: Unspecified. Claimants allege unsuitable investments.” The case is currently pending. The complaint was regarding common and preferred stocks, and it took place while he was registered with Aegis Capital Corp.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Aegis Capital Corp. may be liable for investment or other losses suffered by John Cutrone III’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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