Were you the victim of Alexander Capital, L.P. broker Shawn Weadock (CRD# 2602704)? He has been registered with Alexander Capital, L.P. in Red Bank, New Jersey, since 2016. He was registered with National Securities Corporation in New York, New York, from January to July 2016, and Burnham Securities Inc. in New York, New York, from 2014 to 2015.
Shawn Weadock Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
October 2024. “Alleges: Breach of Fiduciary Duty, Fraudulent Inducement, Negligence, Breach of Contract, Violation of FINRA Rule 2010, Equity. February 2021.” The customer is seeking $1,694,000 in damages, and the case is currently pending. The complaint was regarding private equity losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Alexander Capital, L.P. may be liable for investment or other losses suffered by Shawn Weadock’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
