Morgan Stanley broker Brian Pfeifler (CRD# 2083301) faces customer complaints related to unsuitability. He has been registered with Morgan Stanley in New York, New York, since 2009.
Brian Pfeifler Customer Complaints
He has been the subject of two customer complaints between 2023 and 2024, according to his CRD report:
January 2024. “Claimants allege, inter alia, unsuitability with respect to alternative investments from December 2021 to January 2024.” The customer is seeking $300,000 in damages, and the case is currently pending.
December 2023. “Claimants allege, inter alia, unsuitability with respect to alternative investments from 2022 to 2023.” The case was settled for $300,000.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Brian Pfeifler’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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