Money Concepts Capital Corp. broker Joe Doggett (CRD# 1033987) is accused of negligence and overconcentration. He has been registered with Money Concepts Capital Corp. in Columbus, Indiana, since 2022. He was registered with Grove Point Investments, LLC in Columbus, Indiana, from 2010 to 2022, and JCD Investments, LLC in Columbus, Indiana, from 2010 to 2022.
Joe Doggett Customer Complaints
He has been the subject of seven customer complaints between 2001 and 2025, two of which were denied and one was closed without action, according to his CRD report. The most recent complaints were regarding:
August 2025. “Personal Representatives of estate of deceased customer alleges negligence, breach of contract, negligent misrepresentation, violation of state and federal securities laws, and elder abuse in connection with investments purchased by the customer. ses.” The case is currently pending. The complaint was regarding DST, and it took place while he was registered with Money Concepts Capital Corp.
June 2020. “Client alleges that Registered Representative over-concentrated her portfolio in an unsuitable investment. Date of Activity: 10/29/14 to 4/22/20.” The customer sought $20,000 in damages, and the case was settled for $6,500. The complaint was regarding direct investments, and it took place while he was registered with H. Beck, Inc.
August 2019. “Client alleges that due to an oversight Registered Representative submitted paperwork to sponsor that did not include supplemental rider. Date of Activity – 7/21/17 to 8/12/19.” The customer sought $5,000 in damages, and the case was settled for $75,000. The complaint was regarding insurance losses, and it took place while he was registered with H. Beck, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Money Concepts Capital Corp. may be liable for investment or other losses suffered by Joe Doggett’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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