St. Bernard Financial Services, Inc. Broker Adam Kennon Brown Accused of Options Losses

St. Bernard Financial Services

Erez Law is currently investigating St. Bernard Financial Services, Inc. broker Adam Kennon Brown (CRD# 4905935) regarding options losses. He has been registered with St. Bernard Financial Services, Inc. in Jonesboro, Arizona, since 2012. 

Adam Kennon Brown Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

January 2025. “Claimant wanted to double his money in a short time and agreed to take a risky investment strategy. Large losses occurred. Account was opened in December of 2021 and closed in early 2024.” The customer is seeking $350,000 in damages, and the case is currently pending. The complaint was regarding options losses.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, St. Bernard Financial Services, Inc. may be liable for investment or other losses suffered by Adam Kennon Brown’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.