Former Lincoln Financial Advisors Corporation broker Kevin O’Sullivan (CRD# 4499275) is accused of energy sector losses. He has been registered with Commonwealth Financial Network in Quincy, Massachusetts, since 2016. He was registered with Lincoln Financial Advisors Corporation in Quincy, Massachusetts, from 2006 to 2016.
Kevin O’Sullivan Customer Complaints
He has been the subject of two customer complaints between 2022 and 2024, according to his CRD report:
September 2024. “Claimant alleges the RR recommended an unsuitable Oil & Gas investment.” The customer is seeking $300,000 in damages, and the case is currently pending. The complaint took place while he was registered with Lincoln Financial Advisors Corporation.
April 2022. “Damages are believed to be greater than $5,000.” The case was settled for $318,458.98. The complaint took place while he was registered with Lincoln Financial Advisors Corporation.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Lincoln Financial Advisors Corporation may be liable for investment or other losses suffered by Kevin O’Sullivan’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
