Ameriprise Financial Services, LLC Broker Richard Kubiak Unsuitable Investment Recommendations

Jeff Erez | | Unsuitable Investments
Ameriprise Financial Services Inc.

Erez Law is currently investigating Ameriprise Financial Services, LLC broker Richard Kubiak (CRD# 2856073) regarding unsuitable investment recommendations. He has been registered with Ameriprise Financial Services, LLC in Cheektowaga, New York, since 1997. 

Richard Kubiak Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

March 2025. “Claimant alleges she was recommended unsuitable annuities, insurance products and Illiquid real estate investments.” The customer is seeking $6,075,978 in damages, and the case is currently pending. The complaint was regarding insurance and real estate losses.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Ameriprise Financial Services, LLC may be liable for investment or other losses suffered by Richard Kubiak’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.