Cambridge Investment Research, Inc. broker John Mickelson (CRD# 2628700) is accused of energy sector losses. He has been registered with CreativeOne Securities, LLC in Logan, Utah, since 2024, and Strategic Advocates, LLC in Logan, Utah, since 2022. He was registered with Crown Capital Securities, L.P. in Logan, Utah, from 2023 to 2024, Crown Capital Securities, L.P. in Logan, Utah, from 2023 to 2024, Cambridge Investment Research Advisors, Inc. in Logan, Utah, from 2012 to 2022, and Cambridge Investment Research, Inc. in Logan, Utah, from 2012 to 2022.
John Mickelson Customer Complaints
He has been the subject of two customer complaints in 2025, according to his CRD report:
February 2025. “Statement of Claim alleges an investment recommendation was made for the purpose of generating high commissions and fees that Claimants were deprived of the ability to generate reasonable returns that would have been received in a diversified portfolio. The representative discussed the nature of the investment within their asset mix, the long-term horizon, the risks associated with investing in energy at the time of purchase. There were dozens of meetings with our office starting September of 2014 to present where the energy investment was thoroughly discussed as part of their overall assessment of their finances. The representative did not have a choice in what percentage of commissions were paid.” The case is currently pending. The complaint took place while he was registered with Cambridge Investment Research, Inc.
January 2025. “The Statement of Claim alleges speculative alternative investment were recommended for the purpose of generating high commissions and fees. The representative discussed the nature of the investment, the long-term horizon, the risks associated with investing in energy at the time of purchase. There were literally dozens of meetings with our office between March 23, 2014, and Feb 29, 2024, where the energy investment was thoroughly discussed.” The case is currently pending. The complaint took place while he was registered with Cambridge Investment Research, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cambridge Investment Research, Inc. may be liable for investment or other losses suffered by John Mickelson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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