Can you recover losses due to recommendations by Wells Fargo Clearing Services, LLC broker James Alperin (CRD# 2467392)? He has been registered with Wells Fargo Clearing Services, LLC in Westport, Connecticut, since 2019, and Wells Fargo Advisors in Westport, Connecticut, since 2019. He was registered with Morgan Stanley in Greenwich, Connecticut, from 2016 to 2019.
James Alperin Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
December 2024. “The Plaintiff alleges during an unspecified time frame, the FA made unauthorized trades.” The case is currently pending. The complaint was regarding common and preferred stocks, and it took place while he was registered with Wells Fargo Clearing Services, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by James Alperin’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
