Erez Law is currently investigating former LPL Financial LLC broker W Joseph Jones (CRD# 867147) regarding real estate investment losses. He has been registered with Cambridge Investment Research, Inc. in Anderson, South Carolina, since 2018. He was registered with Advantage Investment Management, LLC in Anderson, South Carolina, from 2013 to 2018, and LPL Financial LLC in Greenville, South Carolina, from 2013 to 2017.
W Joseph Jones Customer Complaints
He has been the subject of two customer complaints between 2005 and 2024, one of which was denied, according to his CRD report:
July 2024. “Customers allege that investments made in 2014 and 2015 were unsuitable for the customers’ investment objectives and risk tolerance.” The case is currently pending. The complaint was regarding real estate investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by W Joseph Jones’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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