There are options for clients of Emerson Equity LLC broker Brian Nelson (CRD# 5065593) regarding real estate security losses. He has been registered with Emerson Equity LLC in Mission Viejo, California, since 2013.
Brian Nelson Customer Complaints
He has been the subject of five customer complaints between 2010 and 2024, according to his CRD report. The most recent complaints were regarding:
August 2024. “Unsuitable, breach of fiduciary duty, common law fraud, breach of contract.” The case is currently pending. The complaint was regarding real estate security losses.
July 2024. “Breach of fiduciary duty, violation of FINRA/NYSE/SEC rules and regulations, breach of contract, negligence, negligent supervision, violation of securities acts and regulations, elder abuse, unjust enrichment.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint was regarding real estate security losses.
May 2024. “Violations of Federal securities laws, violations of California securities laws, California unfair, unlawful and fraudulent business practices, breach of contract, common law fraud, breach of fiduciary duty, negligence and gross negligence. 2016.” The case is currently pending. The complaint was regarding real estate security losses.
April 2023. “Violation of common law fraud, breach of fiduciary duty, negligence.” The customer is seeking $300,000 in damages, and the case is currently pending. The complaint was regarding real estate security losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Emerson Equity LLC may be liable for investment or other losses suffered by Brian Nelson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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