There are options for customers of Newbridge Securities Corporation broker Betsy Whipple (CRD# 2703262) who lost money due to alternative investments. She has been registered with Osaic Wealth, Inc. in Hiko, Nevada, since 2024.
She was registered with Newbridge Securities Corporation in Hiko, Nevada, from 2018 to 2024, Newbridge Financial Services Group, Inc. in Hiko, Nevada, from 2018 to 2024, and Securities America Advisors, Inc. in Hiko, Nevada, from May to June 2024. Previously, she was registered with M. S. Howells & Co. in Hiko, Nevada, from January to March 2018, with Greenleaf Financial Network, LLC in Hiko, Nevada, from 2017 to 2018, and with Private Client Services, LLC in Hiko, Nevada, from January to December 2017. Before that, she was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Hiko, Nevada, from 2011 to 2016.
Betsy Whipple Customer Complaints
She has been the subject of nine customer complaints between 2001 and 2025, one of which was withdrawn, according to her CRD report. The most recent complaint was regarding:
January 2025. “Per Newbridge Securities Corp filing, breach of contract, violation of state securities statutes, breach of fiduciary duty, negligence and vicarious liability.” The customer is seeking $100,000 in damages.
November 2024. “As per Newbridge Securities Corporation, breach of fiduciary duty, negligence and negligent misrepresentation, breach of contract, failure to supervise, negligence – violation of regulation best interest.” The case is currently pending.
September 2024. “Per Newbridge Securities Corporation, breach of fiduciary duty, negligence, breach of contract, failure to supervise and violation of Reg BI.” The customer sought $50,000 in damages, and the case was settled for $10,000.
September 2024. “Per Newbridge Securities Corporation filing, breach of fiduciary duty, negligence, breach of contract, failure to supervise and violation of Reg BI.” The customer is seeking $100,000 in damages.
September 2024. “Per Newbridge Securities Corporation filing, breach of fiduciary duty, negligence, breach of contract, failure to supervise and violation of Reg BI.” The customer sought $50,000 in damages, and the case was settled for $12,500.
August 2024. “Per Newbridge Securities Corporation filing, breach of contract, breach of fiduciary duty, negligence, failure to supervise and violation of Reg BI.” The customer sought $50,000 in damages, and the case was settled for $22,500.
July 2022. “Breach of Contract, Misrepresentations/Omissions, Breach of Fiduciary Duty, and Failure to Supervise.” The customer sought $500,000 in damages, and the case was settled for $250,000. The complaint was regarding alternative investments and took place while she was registered with Newbridge Securities Corporation.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Newbridge Securities Corporation may be liable for investment or other losses suffered by Betsy Whipple’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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