Erez Law is currently investigating LPL Financial LLC broker Mario Barone (CRD# 1160694) regarding real estate investment trust (REIT) investment losses. He has been registered with LPL Financial LLC in McKinney, Texas, since 2009. Mario Barone Customer Complaints He has … Continue reading
Erez Law is currently investigating former First Allied Securities, Inc. broker Peter Kalmus (CRD# 1522531) regarding real estate security losses. He has been registered with Cetera Advisors LLC in Pasadena, California, since 2022, and Cetera Investment Advisers LLC in Rancho … Continue reading
Were you the victim of former MetLife Securities Inc. broker Marcus Decker (CRD# 5200728)? He has been registered with LPL Financial LLC in Fort Mill, South Carolina, since 2018. He was registered with LPL Financial LLC in Pompano Beach, Florida, … Continue reading
There are options for clients of Kingswood Capital Partners, LLC broker John Balmer (CRD# 4569902). He has been registered with Kingswood Capital Partners, LLC in Irvine, California, since 2023, and DST Wealth Management LLC in Irvine, California, since 2019. He … Continue reading
Non-traded REIT fraud happens when a licensed broker recommends a non-traded real estate investment trust without adequately disclosing the investment’s illiquidity, fee structure, or suitability risks. Investors who cannot access their money, received misleading representations about stability or returns, or … Continue reading
Were you the victim of Independent Financial Group, LLC broker David Elhoff (CRD# 855864)? He has been registered with Independent Financial Group, LLC in Surprise, Arizona, from 2004 to 2026. In March 1998, the state of California summarily revoked the … Continue reading
Were you the victim of Independent Financial Group, LLC broker Shimshon Plotkin (CRD# 2431863)? He was registered with Independent Financial Group, LLC in Chevy Chase, Maryland, from 2011 to 2025. Shimshon Plotkin Customer Complaints He has been the subject of … Continue reading
Were you the victim of LPL Financial LLC broker Albert Wojcik II (CRD# 1397509)? He has been listed as a financial consultant with LPL Financial LLC in Jackson, Michigan, since 2015. He was registered with LPL Financial LLC in Jackson, … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Derek Grimm (CRD# 3000890) is accused of unsuitable investment recommendations. He has been registered with RBC Capital Markets, LLC in Winter Park, Florida, since 2022. He was registered with Merrill Lynch, Pierce, … Continue reading
Erez Law is currently investigating Independent Financial Group, LLC broker Robert Sweet (CRD# 4090608) regarding real estate investment trust (REIT) losses. He has been registered with Independent Financial Group, LLC in El Paso, Texas, since 2016. He was registered with … Continue reading