Were you the victim of Cambridge Investment Research, Inc. broker Joyce Hinds Mrs (CRD# 1777401)? She was registered with Cambridge Investment Research, Inc. in Broomfield, Colorado, from 2020 to 2021, Purshe Kaplan Sterling Investments in Broomfield, Colorado, from 2019 to … Continue reading
Can I recover losses from investments with Lincoln Financial Advisors Corporation broker Robert Eisenberg (CRD# 1539655) regarding oil and gas securities? He has been registered with Lincoln Financial Advisors Corporation in Vienna, Virginia since 1998. Robert Eisenberg Customer Complaints He … Continue reading
Erez Law is currently investigating David Lerner Associates, Inc. broker Eugene Garner (CRD# 4892619) regarding alternative and energy investment losses. He has been registered with David Lerner Associates, Inc. in Lawrenceville, New Jersey since 2005. Eugene Garner Customer Complaints He … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with RBC Capital Markets, LLC broker Christopher Phillips (CRD# 4761544). Phillips has been registered with RBC Capital Markets, LLC in Stamford, Connecticut since 2018. … Continue reading
Erez Law recently filed a FINRA arbitration against former Cetera Advisors LLC and its broker George Merhoff (CRD# 2918171). The Erez Law client alleges the following in the newly filed FINRA claim: The client informed Merhoff that he was approaching … Continue reading
In May 2019, 20 former clients of Raymond James won an award in a FINRA arbitration for compensatory damages for $1.123 million, $200,000 in punitive damages, as well as $422,000 in attorney fees, $14,000 in costs, and $31,003.17 in expert … Continue reading
Have you been the victim of former Questar Capital Corporation financial advisor Jerry Michna (CRD# 2711435)? Michna has been registered with Cetera Advisor Networks LLC in Louisville, Ohio since August 2017. Previously, Michna was registered with Questar Capital Corporation in … Continue reading
In October 2018, a former client of Wells Fargo Advisors, LLC won an award in a FINRA arbitration for compensatory damages for $172,000, plus $68,800 in attorney’s fees and $100,000 in punitive damages, and $20,000 in costs for losses sustained … Continue reading
In October 2018, a former client of Morgan Stanley won an award in a FINRA arbitration for compensatory damages for $34,537.20 for losses sustained from energy sector losses.. The investors were clients of financial advisor Edward Lamson (CRD# 301298). The … Continue reading
In October 2018, a former client of Wells Fargo Advisors Financial Network, LLC settled a FINRA arbitration for compensatory damages for $40,000 for losses sustained from investments in the high risk energy sector. The investors were clients of financial advisor … Continue reading