How to Bring a Claim Against Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Wesley Crowley
Posted on Tuesday, June 23rd, 2020 at 8:25 pm
Did you lose money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Wesley Crowley (CRD# 2331281)? Crowley has been registered with Merrill Lynch in Cleveland, Ohio since 1995.
Crowley has been the subject of one customer complaint, according to his CRD report:
March 2020. “The customer alleges unsuitable investment recommendations and misrepresentation from September 2010 until October 2018.” The customer is seeking $1,239,693 in damages and the case is currently pending. The complaint took place while Crowley was registered with Merrill Lynch and was regarding exchange-traded funds (ETFs).
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Merrill Lynch may be liable for investment or other losses suffered by Crowley’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.