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How Investors Can Sue Merrill Lynch Financial Advisor Robert Evan Yahney

Posted on Tuesday, May 23rd, 2017 at 3:04 pm    

Erez Law

Erez Law is currently investigating Merrill Lynch financial advisor Robert Evan Yahney (CRD# 4038119) regarding unsuitable investment recommendations and misrepresentation. Yahney has been registered with Merrill Lynch in Tampa, Florida since 1999.

Yahney has been the subject of four customer complaints, one of which was denied, between 2016 and 2017, according to his CRD report:

March 2017. “The customer alleges unsuitable investment recommendations and misrepresentation from August 2012 to July 2014.” The customer is seeking $300,000 in damages and the case is currently pending.

March 2017. “The customer alleges unsuitable investment recommendations and misrepresentation from March 2011 to July 2014.” The customer is seeking $1,000,000 in damages and the case is currently pending.

June 2016. “The Customer alleges unsuitable investment recommendations and misrepresentation and omission of material facts from February 2011 to November 2014.” The customer is seeking $500,000 in damages and the case is currently pending.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Merrill Lynch may be liable for investment or other losses suffered by Yahney’s customers.

Erez Law represents investors in the United States for claims against Merrill Lynch financial advisor Robert Evan Yahney, who is alleged to recommend an unsuitable investment strategy. If you were a client of Merrill Lynch financial advisor Robert Evan Yahney or another firm, and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.