Investigation of Summit Brokerage Services, Inc. Financial Advisor Victor Rigoni III

Posted on Friday, February 1st, 2019 at 11:09 am    

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Did you lose money investing with Summit Brokerage Services, Inc. financial advisor Victor Rigoni III (CRD# 4272056)? Rigoni has been registered with Summit Brokerage Services, Inc. in Lake Forest, Illinois since 2010.

Rigoni has been the subject of three customer complaints between 2008 and 2018, one of which was denied, according to his CRD report. The most recent complaint is regarding:

October 2018. “Client alleges breach of contract, fraud, misrepresentation, breach of fiduciary duty and violation of FINRA rules.” The customer is seeking $125,000 in damages and the case is currently pending. This case is regarding real estate securities.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Summit Brokerage Services, Inc. may be liable for investment or other losses suffered by Rigoni’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.