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National Investment Fraud Lawyers

¿Perdió en bonos y fondos de Puerto Rico?

FINRA Barred LaSalle St. Securities, L.L.C. Financial Advisor Joel Martin Weiner

FINRA Barred LaSalle St. Securities, L.L.C. Financial Advisor Joel Martin Weiner

Posted on Tuesday, May 9th, 2017 at 4:05 pm    

Erez Law is currently investigating LaSalle St. Securities, L.L.C. financial advisor Joel Martin Weiner (CRD# 1648997) regarding unsuitable investments and an unapproved outside business activity. Weiner has been registered with LaSalle St. Securities, L.L.C. in Boynton Beach, Florida from 1995 to 2014. In December 2016, FINRA barred Weiner after he consented to the sanction based… Read More

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Barred Broker: Former Paulson Investment Company LLC Financial Advisor Kelly Clayton Althar

Posted on Tuesday, May 9th, 2017 at 3:33 pm    

Erez Law is currently investigating former Paulson Investment Company LLC financial advisor Kelly Clayton Althar (CRD# 2666723) regarding unsuitable recommendations and excessive trading. Althar was registered with Paulson Investment Company LLC in Novato, California from 2015 to 2016. Previously, he was registered with Financial West Group in San Francisco, California from 2011 to 2015. In… Read More

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Investor Alert: Former Aegis Capital Corp. Financial Advisor Matthew DiGregorio

Posted on Tuesday, May 9th, 2017 at 9:16 am    

Erez Law is currently investigating former Aegis Capital Corp. financial advisor Matthew DiGregorio (CRD# 2434158) regarding unsuitability and churning. DiGregorio was registered with Aegis Capital Corp. in Melville, New York from June to August 2015. Previously, he was registered with J.D. Nicholas & Associates, Inc. in Syosset, New York from 2013 to 2015 and Legend… Read More

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FINRA Barred The GMS Group, LLC Financial Advisor Jason Figueroa

Posted on Thursday, April 27th, 2017 at 8:46 am    

Erez Law is currently investigating The GMS Group, LLC financial advisor Jason Figueroa (CRD# 5062799) regarding unsuitable trading in nontraditional exchange traded funds (ETFs) in customer accounts. Figueroa was registered with The GMS Group, LLC in Boca Raton, Florida from 2006 to 2015. FINRA barred Figueroa from acting as a broker or otherwise associating with… Read More

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Tampa Financial Advisor Christopher Lee Goslin Has 18 Customer Complaints on Record

Posted on Wednesday, April 26th, 2017 at 11:39 am    

Erez Law is currently investigating former Harbor Light Securities, LLC financial advisor Christopher Lee Goslin (CRD# 1720162) regarding outside business activities, investment mismanagement, breach of fiduciary duty, unsuitable investments, and negligence, among other issues. Goslin was previously registered with Harbor Light Securities, LLC in Tampa, Florida from 2012 to 2016 and with J.P. Turner &… Read More

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Investor Alert: Former Morgan Stanley Financial Advisor Wendy B. Purner Feldman

Posted on Wednesday, April 26th, 2017 at 11:34 am    

Erez Law is currently investigating former Morgan Stanley financial advisor Wendy B. Feldman (CRD# 1946800) regarding discretion, unsuitable investment recommendations, unauthorized trades and failure to disclose fees to customers. Feldman has been registered with H. Beck, Inc. in Bethesda, Maryland since 2016. Feldman was previously registered with Morgan Stanley in Washington, DC since 2008, before… Read More

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Can I Recover Losses from Puerto Rico Bonds Investments with Hennion & Walsh, Inc. Financial Advisor Sean J. McElduff?

Posted on Wednesday, April 26th, 2017 at 11:13 am    

Erez Law is currently investigating Hennion & Walsh, Inc. financial advisor Sean J. McElduff (CRD# 5565355) regarding unsuitable recommendations to invest in Puerto Rico municipal bonds. McElduff has been registered with Hennion & Walsh, Inc. in Parsippany, New Jersey since 2008. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly… Read More

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Did you Lose Money with Wells Fargo Financial Adviser Jeffrey Randolph Wilson?

Posted on Thursday, April 20th, 2017 at 11:38 am    

Erez Law is currently investigating Wells Fargo financial advisor Jeffrey Randolph Wilson (CRD# 1161819) regarding recommending unsuitable energy investments. Wilson has been registered with Wells Fargo in Las Cruces, New Mexico since 2014. Wells Fargo brokers, including Jeffrey Randolph Wilson, may have recommended investments in oil and gas companies, including Swift Energy, Memorial Production Partners,… Read More

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How Investors Can Sue Former Berthel, Fisher & Company Financial Services, Inc. Financial Advisor Jerry Dewayne McCutchen Sr.

Posted on Monday, April 17th, 2017 at 6:32 pm    

Erez Law is currently investigating former Berthel, Fisher & Company Financial Services, Inc. financial advisor Jerry Dewayne McCutchen Sr. (CRD# 1076678) regarding unsuitable recommendations with regard to the purchase of certain alternative investments. McCutchen was registered with Berthel, Fisher & Company Financial Services, Inc. in Mobile, Alabama from 2007 to 2014 when he was terminated… Read More

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Investor Alert: Lloyd Henry Dotson Barred by FINRA for Engaging in Pyramid Schemes

Posted on Monday, April 17th, 2017 at 1:32 pm    

Erez Law is currently investigating Commonwealth Financial Network financial advisor Lloyd Henry Dotson (CRD# 2551716) regarding private securities transactions and conducting outside business activities. Dotson has been registered with Commonwealth Financial Network in New Canaan, Connecticut from 2006 before he was fired in June 2016 after allegation that he engaged in multiple outside business activities… Read More

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