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Warning to Investors: Woodbury Financial Services, Inc. Broker Thomas Kudarauskas Investment Losses

Warning to Investors: Woodbury Financial Services, Inc. Broker Thomas Kudarauskas Investment Losses

Posted on Monday, July 19th, 2021 at 6:59 pm    

Erez Law is currently investigating Woodbury Financial Services, Inc. broker Thomas Kudarauskas (CRD# 2070671) regarding unsuitable investment recommendations. Kudarauskas has been registered with Woodbury Financial Services, Inc. in Atlanta, Georgia since 2007. Kudarauskas has been the subject of three customer complaints between 1998 and 2021, according to his CRD report. The most recent complaint is… Read More

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Options for Clients of Geneos Wealth Management, Inc. Broker Joseph Sturniolo

Posted on Monday, July 19th, 2021 at 4:35 pm    

There are options for clients of Geneos Wealth Management, Inc. broker Joseph Sturniolo (CRD# 1094557) who suffered investment losses. Sturniolo has been registered with Geneos Wealth Management, Inc. in Denver, Colorado since 2006 and with Sturniolo Joseph S & Associates Inc. in Denver, Colorado since 1999. Sturniolo has been the subject of four customer complaints… Read More

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Investigation of Morgan Stanley Broker Jacob Shapira

Posted on Monday, July 19th, 2021 at 4:28 pm    

There are options for customers of Morgan Stanley broker Jacob Shapira (CRD# 1890969) who suffered investment losses. Shapira has been registered with Morgan Stanley in New York, New York since 2009.  Shapira has been the subject of five customer complaints between 2003 and 2020, one of which was denied, according to his CRD report. The… Read More

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How to Bring a Claim Against Madison Avenue Securities, LLC Broker Steven Kwan

Posted on Monday, July 19th, 2021 at 4:07 pm    

Were you the victim of Madison Avenue Securities, LLC broker Steven Kwan (CRD# 3183681)? Kwan has been registered with Madison Avenue Securities, LLC in Austin, Texas since 2006.  Kwan has been the subject of two customer complaints between 2020 and 2021, according to his CRD report: March 2021. “Claimants allege unsuitable recommendations of multiple alternative… Read More

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Investment Loss Options for Clients of Aegis Capital Corp. Broker Anthony Tricarico

Posted on Monday, July 12th, 2021 at 6:26 pm    

Erez Law is currently investigating former Aegis Capital Corp. broker Anthony Tricarico (CRD# 1047416) regarding unsuitable investment recommendations. Tricarico has been registered with Aegis Capital Corp. in New York, New York from 2010 to 2020. In February 2021, FINRA suspended Tricarico for six months and sanctioned him to pay a $5,000 civil and administrative penalty… Read More

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Former Cetera Advisors LLC Broker Justin Dolan Investment Loss Options

Posted on Thursday, June 24th, 2021 at 10:36 pm    

Erez Law is currently investigating former Cetera Advisors LLC broker Justin Dolan (CRD# 4987385) regarding alternative investment losses. Dolan has been registered with Charles Schwab & Co., Inc. in St. Augustine, Florida since 2020. Previously, Dolan was registered with J. W. Cole Advisors, Inc. in St. Augustine, Florida from 2018 to 2020. Previously, Dolan was… Read More

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Energy Sector Losses with David Lerner Associates, Inc. Broker Martin Walcoe

Posted on Thursday, June 24th, 2021 at 10:32 pm    

Erez Law is currently investigating David Lerner Associates, Inc. broker Martin Walcoe (CRD# 1593935) regarding energy sector losses. Walcoe has been registered with David Lerner Associates, Inc. in Syosset, New York since 1996.  It is alleged that David Lerner Associates, Inc. brokers recommended their clients invest in non-public limited partnerships, including Energy Eleven (Energy 11),… Read More

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Options for Clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Mark Carlson

Posted on Thursday, June 24th, 2021 at 7:04 pm    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Mark Carlson (CRD# 1024633). Carlson has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Saint Petersburg, Florida since 1981.  Back in 1991, Carlson was suspended by the… Read More

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Vanderbilt Securities, LLC Broker Gar McCray Investment Loss Options

Posted on Thursday, June 24th, 2021 at 5:22 pm    

Were you the victim of Vanderbilt Securities, LLC broker Gar McCray (CRD# 1368968)? McCray has been registered with Vanderbilt Securities, LLC in Livonia, Michigan since 2018.  McCray has been the subject of one customer complaint, according to his CRD report: February 2021. “Clients allege unsuitable investments and mismanagement of the investments.” The customer is seeking… Read More

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Former Presidential Brokerage, Inc Broker Robert Stanlick Investment Loss Options

Posted on Thursday, June 24th, 2021 at 5:05 pm    

Were you the victim of former Presidential Brokerage, Inc. broker Robert Stanlick (CRD# 2411358)? Stanlick has been registered with Geneos Wealth Management, Inc. in Colorado Springs, Colorado since 2017. Previously, Stanlick was registered with Presidential Brokerage, Inc. in Colorado Springs, Colorado from 2004 to 2017. Stanlick has been the subject of three customer complaints between… Read More

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