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Erez Law Investigates Ameriprise Financial Services, LLC Broker Todd Bauman

Erez Law Investigates Ameriprise Financial Services, LLC Broker Todd Bauman

Posted on Monday, August 9th, 2021 at 6:26 pm    

Can I recover losses from investments with Ameriprise Financial Services, LLC broker Todd Bauman (CRD# 2631144)? Bauman has been registered with Ameriprise Financial Services, LLC in Deerfield, Illinois since 2009.  Bauman has been the subject of four customer complaints between 2009 and 2021, one of which was denied, according to his CRD report. The most… Read More

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Options for Clients of American Trust Investment Services, Inc. Broker David Geake

Posted on Monday, August 9th, 2021 at 6:18 pm    

Erez Law is currently investigating American Trust Investment Services, Inc. broker David Geake (CRD# 3088891) regarding unsuitable investment recommendations. Geake has been registered with American Trust Investment Services, Inc. in Chicago, Illinois since 2018. Previously, Geake was registered with Ausdal Financial Partners, Inc. in Northbrook, Illinois from 2016 to 2018, when he was terminated regarding,… Read More

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Can I Recover Losses from Triad Advisors LLC Broker Darrin Cohen?

Posted on Monday, August 9th, 2021 at 6:14 pm    

There are options for customers of Triad Advisors LLC broker Darrin Cohen (CRD# 2488435) who suffered investment losses. Cohen has been registered with Triad Advisors LLC in Alpharetta, Georgia since 2014, with Red Triangle, LLC in Charleston, South Carolina since 2016, and with Wealth Enhancement & Preservation in Alpharetta, Georgia since 2014. Cohen has been… Read More

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Warning to Investors: Former PHX Financial, Inc. Broker Solomon Krispeal Investment Losses

Posted on Monday, August 9th, 2021 at 6:06 pm    

Were you the victim of former PHX Financial, Inc. broker Solomon Krispeal (CRD# 2735776)? Krispeal has been registered with PHX Financial, Inc. in Hauppauge, New York from 2016 to 2019 and previously with Legend Securities, Inc. in Jerricho, New York from 2013 to 2016. In February 2017, Krispeal was suspended for 30 days and sanctioned… Read More

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UBS Financial Services Inc. Broker Nick Polydoros Recovery Loss Options

Posted on Monday, August 2nd, 2021 at 6:49 pm    

There are options for customers of UBS Financial Services Inc. broker Nick Polydoros (CRD# 1109056) who suffered investment losses. Polydoros has been registered with UBS Financial Services Inc. in Scottsdale, Arizona since 2011.  Polydoros has been the subject of two customer complaints between 1998 and 2021, one of which was denied, according to his CRD… Read More

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Vanderbilt Securities, LLC and Gitterman Wealth Management, LLC Broker Jeffrey Gitterman Investment Loss Options

Posted on Monday, August 2nd, 2021 at 6:43 pm    

There are options for customers of New Jersey broker Jeffrey Gitterman (CRD# 1910332), who suffered investment losses. Gitterman has been registered with Vanderbilt Securities, LLC in Edison, New Jersey since 2017 and with Gitterman Wealth Management, LLC in Edison, New Jersey since 2010. Gitterman has been the subject of three customer complaints between 2019 and… Read More

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How to Bring a Claim Against Aegis Capital Corp. Broker Brendan Behan

Posted on Monday, August 2nd, 2021 at 6:37 pm    

Erez Law is currently investigating Aegis Capital Corp. broker Brendan Behan (CRD# 5681974) regarding unsuitable investment recommendations. Behan has been registered with Aegis Capital Corp. in Melville, New York since 2012.  Behan has been the subject of two customer complaints between 2020 and 2021, according to his CRD report: February 2021. “Time frame: unspecified. Claimants… Read More

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Unsuitable Investment Recommendations By Geneos Wealth Management, Inc. Broker Richard Braverman

Posted on Monday, August 2nd, 2021 at 6:29 pm    

Erez Law is currently investigating Geneos Wealth Management, Inc. broker Richard Braverman (CRD# 1023227) regarding unsuitable investment recommendations. Braverman has been registered with Geneos Wealth Management, Inc. in Lancaster, Pennsylvania since 2008.  Braverman has been the subject of two customer complaints between 2020 and 2021, according to his CRD report: February 2021. “Client alleges unsuitable… Read More

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Barrett & Company Broker Wilson Saville Investment Loss Options

Posted on Monday, August 2nd, 2021 at 6:24 pm    

Were you the victim of Barrett & Company broker Wilson Saville (CRD# 1406756)? Saville has been registered with Barrett & Company in Providence, Rhode Island since 1986. In 1998, the National Association of Securities Dealers, Inc. censured and sanctioned Saville to pay a $1,000 monetary fine. Saville has been the subject of two customer complaints… Read More

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First Allied Securities, Inc. Broker Daniel Brunette Recovery Loss Options

Posted on Monday, July 26th, 2021 at 8:03 pm    

Were you the victim of First Allied Securities, Inc. broker Daniel Brunette (CRD# 813924)? Brunette has been registered with First Allied Securities, Inc. in Indianapolis, Indiana since 2012 and with Cetera Investment Advisers LLC in Indianapolis, Indiana since 2020.  In November 2016, the State of Ohio sanctioned Brunette to pay a $500 monetary fine regarding… Read More

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