Unsuitable Investments

Can I Recover Losses from Ameriprise Financial Services, Inc. Financial Advisor Alfred Weaver

Posted on Wednesday, January 9th, 2019 at 7:48 pm    

Have you suffered investment losses due to recommendations from Ameriprise Financial Services, Inc. financial advisor Alfred Weaver (CRD# 460549? Weaver has been registered with Ameriprise Financial Services, Inc. in Westborough, Massachusetts since 2012. Weaver has been the subject of three customer complaints between 2000 and 2018, one of which was denied, according to his CRD […]

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Erez Law Investigates Investacorp, Inc. Financial Advisor William Richardson

Posted on Wednesday, January 9th, 2019 at 7:05 pm    

Have you suffered losses due to investments with Investacorp, Inc. financial advisor William Richardson (CRD# 721293)? Richardson has been registered with Investacorp, Inc. in Houston, Texas since 2012. Richardson has been the subject of five customer complaints between 2008 and 2018, two of which were denied and one was closed without action, according to his […]

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Were You a Victim of Wells Fargo Financial Advisor Eric Niedermeyer?

Posted on Wednesday, January 9th, 2019 at 8:05 pm    

Wells Fargo financial advisor Eric Niedermeyer (CRD# 1680870) is accused of investment losses due to risky investments. Niedermeyer has been registered with Wells Fargo Advisors Financial Network, LLC in Portland, Oregon since 2011. Niedermeyer has been the subject of five customer complaints between 2000 and 2018, according to his CRD report. The most recent complaint […]

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Centaurus Financial, Inc. Financial Advisor Atul Makharia Accused of Unsuitable Investment Recommendations

Posted on Saturday, January 5th, 2019 at 11:14 am    

Erez Law is currently investigating Centaurus Financial, Inc. financial advisor Atul Makharia (CRD# 5070762) regarding unsuitable investment recommendations. Makharia has been registered with Centaurus Financial, Inc. in Lexington, South Carolina since 2015. Makharia has been the subject of three customer complaints between 2017 and 2018, one of which was closed without action, according to his […]

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Raymond James Financial Services, Inc. Financial Advisor Steve Reznick Investment Losses

Posted on Saturday, January 5th, 2019 at 10:33 am    

Erez Law is currently investigating Raymond James Financial Services, Inc. financial advisor Steve Reznick (CRD# 1067199) regarding investment losses due to sales practice violations. Reznick has been registered with Raymond James Financial Services, Inc. in Tallahassee, Florida from 1989 to 2018. Reznick has been the subject of 12 customer complaints between 1998 and 2018, according […]

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How Investors Can Sue Former Questar Capital Corporation Financial Advisor Jerry Michna

Posted on Saturday, January 5th, 2019 at 10:03 am    

Have you been the victim of former Questar Capital Corporation financial advisor Jerry Michna (CRD# 2711435)? Michna has been registered with Cetera Advisor Networks LLC in Louisville, Ohio since August 2017. Previously, Michna was registered with Questar Capital Corporation in Louisville, Ohio from 2006 to August 2017. Michna has been the subject of two customer […]

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There are Options for Customers of Former National Securities Corporation Financial Advisor Thomas Kelly

Posted on Saturday, January 5th, 2019 at 9:42 am    

Erez Law is currently investigating former National Securities Corporation financial advisor Thomas Kelly (CRD# 2877415) regarding unsuitable investment recommendations. Kelly has been registered with Aegis Capital Corp. in New York, New York since May 2018. Previously, Kelly was registered with National Securities Corporation in New York, New York from 2008 to 2018. Kelly has been […]

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Did You Lose Money with Merrill Lynch Financial Advisor Jarett Liddicoat?

Posted on Saturday, January 5th, 2019 at 9:05 am    

There are options for customers of Merrill Lynch financial advisor Jarett Liddicoat (CRD# 4853499) regarding investment losses. Liddicoat has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Roseville, California since 2004. Liddicoat has been the subject of one customer complaint, according to his CRD report: October 2018. “The Customer alleges misrepresentation, failure […]

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Former Investors Capital Corp. Financial Advisor Thomas Logue Accused of Unsuitable Recommendations

Posted on Saturday, January 5th, 2019 at 8:39 am    

Did you lose money investing with former Investors Capital Corp. financial advisor Thomas Logue (CRD# 1700554)? Logue was registered with American Independent Securities Group, LLC in Hinsdale, Illinois from 2014 to 2017 and previously with Investors Capital Corp. in Hinsdale, Illinois from 2011 to 2014. In September 2018, FINRA barred Logue after he consented to […]

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Investigation of MSI Financial Services, Inc. Financial Advisor Floyd Powell

Posted on Saturday, January 5th, 2019 at 7:34 am    

Erez Law is currently investigating former MSI Financial Services, Inc. financial advisor Floyd Powell (CRD# 2220029) regarding investment losses. Powell has been registered with MML Investors Services, LLC in Albertville, Alabama from March 2017 to February 2018 and with MSI Financial Services, Inc. in Albertville, Alabama from 1992 to 2017. Powell has been the subject […]

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