Unsuitable Investments

Former Cetera Advisors LLC Broker Ken Balser Tesoro Del Alma, Inc. (Gold Mine) Losses

Posted on Wednesday, January 22nd, 2020 at 9:35 pm    

Erez Law is currently investigating former Cetera Advisors LLC broker Ken Balser (CRD# 704053) regarding Tesoro Del Alma, Inc. (Gold Mine) losses. Balser was registered with Cetera Advisors LLC in Colorado Springs, Colorado from 2013 to 2016, when he was terminated regarding, “representative engaged in private securities transactions in violation of firm policy.” In January […]

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Centaurus Financial, Inc. Broker Bryon Martinsen Investment Loss Options

Posted on Wednesday, January 22nd, 2020 at 9:31 pm    

There are options for clients of Centaurus Financial, Inc. broker Bryon Martinsen (CRD# 1621649) who suffered investment losses. Martinsen has been registered with Centaurus Financial, Inc. in Kings Park, New York since 1999. Martinsen has been the subject of eight customer complaints between 2005 and 2019, one of which was denied and one was withdrawn, […]

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Laidlaw & Company Ltd. Broker Jeanpierre Ayala Recovery Loss Options

Posted on Wednesday, January 22nd, 2020 at 9:29 pm    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Laidlaw & Company Ltd. broker Jeanpierre Ayala (CRD# 2765730). Ayala has been registered with I-Bankers Direct, LLC in Ft. Lauderdale, Florida since January 2020. Previously, Ayala was registered with Westpark Capital, Inc. in Fort Lauderdale, Florida from […]

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Were You a Victim of Waddell & Reed Broker Donald Logan?

Posted on Wednesday, January 22nd, 2020 at 4:58 pm    

Erez Law is currently investigating Waddell & Reed broker Donald Logan (CRD# 5537486) regarding unsuitable investment recommendations. Logan has been registered with Waddell & Reed in Silverdale, Washington from 2015 to 2018, when he was terminated regarding, “RR terminated for possession of multiple blank client-signed forms and altered client-signed documents, in violation of the firm’s […]

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Former First Allied Securities, Inc. Broker Jeffrey Labelle Real Estate Securities Losses

Posted on Wednesday, January 22nd, 2020 at 4:54 pm    

Erez Law is currently investigating former First Allied Securities, Inc. broker Jeffrey Labelle (CRD# 1547518) regarding real estate securities losses. Labelle has been registered with LPL Financial LLC in Sarasota, Florida from July 2018 to December 2019. Previously, Labelle was registered with First Allied Securities, Inc. in Sarasota, Florida from 2012 to 2018. Labelle has […]

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Recovery Loss Options for Customers of Sagepoint Financial, Inc. Broker Timothy Vanlohuizen

Posted on Wednesday, January 15th, 2020 at 4:58 pm    

Are you interested in learning recovery loss options due to investments with Sagepoint Financial, Inc. broker Timothy Vanlohuizen (CRD# 2166867)? Vanlohuizen has been registered with Sagepoint Financial, Inc. in Coeur D’Alene, Idaho since 2005. Vanlohuizen has been the subject of six customer complaints between 1999 and 2019, one of which was denied, according to his […]

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Did You Lose Money Investing in REITs with Former Kovack Securities Inc. Broker Shlomo Strugano?

Posted on Wednesday, January 15th, 2020 at 4:51 pm    

Erez Law is currently investigating former Kovack Securities Inc. broker Shlomo Strugano (CRD# 3108780) regarding real estate investment trusts (REITs) losses. Strugano was registered with First Allied Securities, Inc. in Reseda, California from 2015 to 2018 and previously with Kovack Securities Inc. in Woodland Hills, California from 2011 to 2015. Prior to that, Strugano was […]

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Berthel, Fisher & Company Financial Services, Inc. Broker Jeremy Rosen Investment Losses

Posted on Wednesday, January 15th, 2020 at 4:40 pm    

Did you suffer losses due to investments with former Berthel, Fisher & Company Financial Services, Inc. broker Jeremy Rosen (CRD# 5513416)? Rosen has been registered with Nationwide Planning Associates Inc. in Easton, Pennsylvania since November 2019. Previously, Rosen was registered with Berthel, Fisher & Company Financial Services, Inc. in Easton, Pennsylvania from 2016 to 2019 […]

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Were You the Victim of Morgan Stanley Broker Richard George?

Posted on Wednesday, January 15th, 2020 at 4:37 pm    

Erez Law is currently investigating Morgan Stanley broker Richard George (CRD# 1890200) regarding unsuitable investment recommendations. George has been registered with Morgan Stanley in Chicago, Illinois since 2012. According to public records, a former client of George suffered significant investment losses during a bullish market between 2018 to 2019. It is alleged that George recommended […]

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How to Recover Losses Due to Investments with Geneos Wealth Management, Inc. Broker Steven Case

Posted on Wednesday, January 15th, 2020 at 4:31 pm    

Were you the victim of Geneos Wealth Management, Inc. broker Steven Case (CRD# 1023227) who is alleged to recommend unsuitable investments? Case has been registered with Geneos Wealth Management, Inc. in Lancaster, Pennsylvania since 2008. Previously, Case was registered with FSC Securities Corporation in Lancaster, Pennsylvania from 1997 to 2008, when he was terminated regarding, […]

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