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National Investment Fraud Lawyers

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Erez Law Files Claim Against Benjamin F. Edwards & Company Inc. for ETP Investment Losses

Erez Law Files Claim Against Benjamin F. Edwards & Company Inc. for ETP Investment Losses

Posted on Tuesday, January 19th, 2021 at 10:12 pm    

Erez Law recently filed a FINRA arbitration against Benjamin F. Edwards & Company Inc. related to investment losses with broker Thomas Kintz (CRD #2667817), who has been a registered representative of Benjamin F. Edwards & Company Inc. in Boynton Beach, Florida since 2017.  The Erez Law client, who was a long-time customer of Kintz who… Read More

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Were You the Victim of Former National Securities Corp. Broker Christopher Voccola?

Posted on Tuesday, January 19th, 2021 at 9:58 pm    

Erez Law is currently investigating former National Securities Corp. broker Christopher Voccola (CRD# 2963678) regarding suitability concerns. Voccola has been registered with Madison Global Partners LLC in Hauppauge, New York since 2018. Voccola was registered with National Securities Corp. in Melville, New York from 2014 to 2018.  Voccola has been the subject of one customer… Read More

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Suitability Concerns with Former National Securities Corporation and First Standard Financial Company LLC Broker Jeffrey Broten

Posted on Tuesday, January 12th, 2021 at 9:03 pm    

Erez Law is currently investigating former National Securities Corporation and First Standard Financial Company LLC broker Jeffrey Broten (CRD# 1006678) regarding suitability concerns. Broten has been registered with Newbridge Securities Corporation in Morristown, New Jersey from August to December 2019 and previously with First Standard Financial Company LLC in Red Bank, New Jersey from 2018… Read More

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Ausdal Financial Partners, Inc. Broker Randy Birkinbine in Illiquid Investment Losses

Posted on Wednesday, January 6th, 2021 at 12:58 am    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Ausdal Financial Partners, Inc. broker Randy Birkinbine (CRD# 2008599). Birkinbine has been registered with Ausdal Financial Partners, Inc. in North Oaks, Minnesota since 2011.  Birkinbine has been the subject of four customer complaints between 2013 and 2020, one… Read More

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Coastal Equities, Inc. Broker Lorraine Gallette Recovery Loss Options

Posted on Wednesday, January 6th, 2021 at 12:56 am    

Erez Law is currently investigating Coastal Equities, Inc. broker Lorraine Gallette (CRD# 6192487) regarding unsuitable investment recommendations. Gallette has been registered with Coastal Equities, Inc. in El Dorado Springs, Missouri since 2013.  Gallette has been the subject of two customer complaints in 2020, according to his CRD report: September 2020. “Claimants allege that between 2016… Read More

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REIT Losses with Western International Securities, Inc. Broker David Bibo?

Posted on Wednesday, January 6th, 2021 at 12:52 am    

Were you the victim of Western International Securities, Inc. broker David Bibo (CRD# 2602436)? Bibo has been registered with Western International Securities, Inc. in San Jose, California since 1997.  Bibo has been the subject of four customer complaints between 2019 and 2020, two of which were denied, according to his CRD report: September 2020. “Misrepresentation;… Read More

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First Allied Securities, Inc. Broker Kyle Franklin Investment Loss Options

Posted on Wednesday, January 6th, 2021 at 12:48 am    

Were you the victim of First Allied Securities, Inc. broker Kyle Franklin (CRD# 1255175)? Franklin has been registered with Hilltop Securities Inc. in Roseville, California from 2017 to 2019 and previously with First Allied Securities, Inc. in Cameron Park, California from 2013 to 2017.  Franklin has been the subject of three customer complaints between 1999… Read More

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Investigation of Former Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Kevin Schaefer

Posted on Wednesday, January 6th, 2021 at 12:42 am    

Former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Kevin Schaefer (CRD# 1286030) accused of unsuitable investment recommendations. Schaefer has been registered with Wells Fargo Clearing Services, LLC in San Francisco, California since 2019. Previously, Shaefer was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in San Francisco, California from 2011 to 2019. Schaefer… Read More

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Unsuitable Recommendations by Center Street Securities, Inc. Broker John Westbrook

Posted on Wednesday, January 6th, 2021 at 12:07 am    

There are options for customers of Center Street Securities, Inc. broker John Westbrook (CRD# 1846059) who suffered investment losses. Westbrook was registered with Cape Securities Inc. in Montgomery, Alabama from May to June 2020 and previously with Center Street Securities, Inc. in Mcdonough, Georgia from 2014 to February 2020, when he was terminated regarding “Failure… Read More

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Did You Lose Money with Former LPL Financial LLC Broker Maziar Monshi?

Posted on Tuesday, January 5th, 2021 at 11:48 pm    

Erez Law is currently investigating former LPL Financial LLC broker Maziar Monshi (CRD# 2629721) regarding unsuitable investment recommendations. Monshi has been registered with IFP Securities, LLC and Independent Financial Partners in Boca Raton, Florida since 2019. Previously, Monshi was registered with LPL Financial LLC in Boca Raton, Florida from 2016 to 2019.  Monshi has been… Read More

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