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Options for Clients of Former First Standard Financial Company LLC Broker Frank Venturelli Who Suffered Investment Losses

Options for Clients of Former First Standard Financial Company LLC Broker Frank Venturelli Who Suffered Investment Losses

Posted on Monday, October 18th, 2021 at 7:04 pm    

Were you the victim of former First Standard Financial Company LLC broker Frank Venturelli (CRD# 6403468)? Venturelli was registered with Arive Capital Markets in Bay Ridge, New York from September to December 2019 and with First Standard Financial Company LLC in Red Bank, New Jersey from 2016 to 2019. Previously, Venturelli was registered with First… Read More

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Erez Law Investigates FSC Securities Corporation Broker Margaret Suite-Arnold

Posted on Monday, October 18th, 2021 at 6:43 pm    

Can I recover losses from investments with FSC Securities Corporation broker Margaret Suite-Arnold (CRD# 1399665)? Suite-Arnold has been registered with FSC Securities Corporation in China Grove, North Carolina since 2009.  Suite-Arnold has been the subject of two customer complaints between 2016 and 2021, one of which was denied, according to her CRD report: July 2021.… Read More

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Did Former SunTrust Advisory Services, Inc. Broker Raul Benitez Recommend Northstar GIC?

Posted on Monday, October 18th, 2021 at 6:14 pm    

Erez Law is currently investigating former SunTrust Advisory Services, Inc. broker Raul Benitez (CRD# 4457185) regarding Northstar GIC. Benitez has been registered with Wells Fargo Clearing Services, LLC in Aventura, Florida since 2018. Previously, Benitez was registered with SunTrust Advisory Services, Inc. in Bal Harbour and Miami, Florida from 2014 to 2018 and with LPL… Read More

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Attention Clients of Raymond James Financial Services, Inc. Broker Timothy Bartelt Who Suffered Investment Losses

Posted on Tuesday, October 12th, 2021 at 12:59 am    

Were you the victim of Raymond James Financial Services, Inc. broker Timothy Bartelt (CRD# 2501532)? Bartelt has been registered with Raymond James Financial Services, Inc. in Elm Grove, Wisconsin since 2008.  In 1997, the Ohio Division of Securities opened an investigation into Bartelt alleging, “Violation of Ohio Revised Code section 1707.44(B)(4).” Bartelt was sanctioned to… Read More

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Investigation of Aegis Capital Corp. Broker Gerald Sharpe

Posted on Tuesday, October 12th, 2021 at 12:55 am    

Did Aegis Capital Corp. broker Gerald Sharpe (CRD# 2109210) make unsuitable investment recommendations? Sharpe has been registered with Aegis Capital Corp. in Red Bank, New Jersey since 2016. Previously, Sharpe was registered with National Securities Corporation in Red Bank, New Jersey from 2012 to 2016, when he was terminated regarding, “Discharged for potential violations of… Read More

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Former Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Sonia Balfour-Fears Accused of Churning Customer Accounts

Posted on Tuesday, October 12th, 2021 at 12:52 am    

Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Sonia Balfour-Fears (CRD# 5864524) regarding churning. Balfour-Fears has been registered with Morgan Stanley in Atlanta, Georgia since January 2021. Previously, Balfour-Fears was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Atlanta, Georgia from 2011 to 2021. Balfour-Fears has been… Read More

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Investment Loss Options for Clients of Former Four Points Capital Partners LLC Broker Allan Montalbano

Posted on Tuesday, October 12th, 2021 at 12:23 am    

Erez Law is currently investigating former Four Points Capital Partners LLC broker Allan Montalbano (CRD# 4507029) regarding stock investment losses. Montalbano was registered with Worden Capital Management LLC in Garden City, New York from 2015 to 2017 and previously with Four Points Capital Partners LLC in Westbury, New York from 2014 to 2015. Prior to… Read More

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Momentum Independent Network Inc. Broker Walter Stallones Recovery Loss Options

Posted on Monday, October 4th, 2021 at 11:40 pm    

Can I recover losses from investments with Momentum Independent Network Inc. broker Walter Stallones (CRD# 433344)? Stallones has been registered with Momentum Independent Network Inc. in San Marcos, Texas since 2010.  Stallones has been the subject of six customer complaints between 1980 and 2021, according to his CRD report. The most recent complaint is regarding: … Read More

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Erez Law Files Claim for YES Losses Due to Investments with UBS Financial Services and Brokers Brian Donaldson and Frank Baldwin

Posted on Monday, October 4th, 2021 at 11:20 pm    

Erez Law recently filed a FINRA arbitration against UBS Financial Services Inc. for Yield Enhancement Strategy (YES) program losses. The Erez Law clients allege that Brian Donaldson (CRD #2503258) and Frank Baldwin (CRD #1415901) recommended they invest in the YES program and in turn suffered significant investment losses.  The Erez Law clients allege the following… Read More

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Investigation of Former LPL Financial LLC Broker Elias Hakimian

Posted on Tuesday, September 28th, 2021 at 12:16 am    

Did you lose money investing with former LPL Financial LLC broker Elias Hakimian (CRD# 4404048)? Hakimian was registered with LPL Financial LLC in Seal Beach, California from 2005 to 2019, when he was terminated regarding, “Customer alleges that representative engaged in churning customer’s accounts and invested customer’s funds in speculative ventures contrary to customer’s objectives… Read More

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