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Investment Loss Options for Clients of Former Aegis Capital Corp. Broker Kishan Parikh

Investment Loss Options for Clients of Former Aegis Capital Corp. Broker Kishan Parikh

Posted on Monday, April 19th, 2021 at 7:12 pm    

Former Aegis Capital Corp. broker Kishan Parikh (CRD# 5506554) is accused of unsuitable investment recommendations. Parikh has been registered with Aegis Capital Corp. in New York, New York from 2012 to 2019. Parikh has been the subject of two customer complaints between 2017 and 2021, according to his CRD report: February 2021. “Time frame: unspecified.… Read More

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Former LPL Financial LLC Broker Paz Chandra Investment Loss Options

Posted on Monday, April 19th, 2021 at 7:10 pm    

Erez Law is currently investigating former LPL Financial LLC broker Paz Chandra (CRD# 2405701) regarding unsuitable alternative investment recommendations. Chandra has been registered with Royal Alliance Associates, Inc. Clearwater, Florida since 2018. Previously, Signator Investors, Inc. in Clearwater, Florida from 2017 to 2018. Prior to that, Chandra was registered with LPL Financial LLC in Clearwater,… Read More

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Former Voya Financial Advisors, Inc. Broker Peter Mersberger Investment Loss Options

Posted on Monday, April 19th, 2021 at 7:08 pm    

There are options for clients of former Voya Financial Advisors, Inc. broker Peter Mersberger (CRD# 2372186) who suffered investment losses. Mersberger has been registered with Cambridge Investment Research, Inc. in Appleton, Wisconsin since 2017. Previously, Mersberger was registered with Voya Financial Advisors, Inc. from 2004 to 2017. Mersberger has been the subject of four customer… Read More

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Morgan Stanley Broker Barry Speyer Investment Loss Options

Posted on Monday, April 19th, 2021 at 6:46 pm    

Erez Law is currently investigating Morgan Stanley broker Barry Speyer (CRD# 432002) regarding concerns of unsuitable investment recommendations. Speyer has been registered with Morgan Stanley in Beverly Hills, California since 2009.  Speyer has been the subject of eight customer complaints between 1989 and 2019, one of which was denied and one was closed without action,… Read More

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Voya Financial Advisors, Inc. Broker David Wall Investment Loss Options

Posted on Monday, April 12th, 2021 at 6:45 pm    

There are options for clients of Voya Financial Advisors, Inc. broker David Wall (CRD# 1651874) who suffered investment losses. Wall has been registered with Voya Financial Advisors, Inc. in Simpsonville, South Carolina since 2013. Wall was previously terminated from Mony Securities, Inc. in New York, New York regarding, “ forgery of new account form with… Read More

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Royal Alliance Associates, Inc. Broker Les Barber Jr. Investment Loss Options

Posted on Monday, April 12th, 2021 at 6:21 pm    

There are options for clients of Royal Alliance Associates, Inc. broker Les Barber Jr. (CRD# 1256348) who suffered investment losses. Barber has been registered with Royal Alliance Associates, Inc. in South Jordan, Utah since 2013.  Barber has been the subject of three customer complaints between 2015 and 2020, one of which was denied, according to… Read More

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Options for Clients of Former Titus Rockefeller, LLC Broker Andre LaBarbera

Posted on Tuesday, April 6th, 2021 at 1:29 am    

Former Titus Rockefeller, LLC broker Andre LaBarbera (CRD# 2072370) faces multiple customer complaints for investment losses. LaBarbera was registered with Titus Rockefeller, LLC in Dix Hills, New York from 2013 to 2018. Titus Rockefeller, LLC was expelled by FINRA in July 2020 after it failed to file its 2019 annual audit report.  In March 2018,… Read More

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Stifel, Nicolaus & Company, Incorporated Broker Jeffrey Anderson Investment Loss Options

Posted on Tuesday, April 6th, 2021 at 1:23 am    

Erez Law is currently investigating Stifel, Nicolaus & Company, Incorporated broker Jeffrey Anderson (CRD# 2027908) regarding municipal debt investment losses. Anderson has been registered with Stifel, Nicolaus & Company, Incorporated in Johnson City, Tennessee since 2012.  Anderson has been the subject of three customer complaints between 2006 and 2021, one of which was denied, according… Read More

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Were You the Victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Jason Tarver?

Posted on Tuesday, April 6th, 2021 at 1:18 am    

Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Jason Tarver (CRD# 2569913) regarding unsuitable investment recommendations. Tarver has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Frisco, Texas since 1996.  Tarver has been the subject of two customer complaints between 2002 and 2020, one of which was… Read More

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Investment Loss Options for Clients of Former Centaurus Financial, Inc. Broker Marc Korsch

Posted on Tuesday, April 6th, 2021 at 1:14 am    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Centaurus Financial, Inc. broker Marc Korsch (CRD# 5525226). Korsch has been registered with Arkadios Capital in Atlanta, Georgia since March 2021. Previously, Korsch was registered with Centaurus Financial, Inc. in Sarasota, Florida from 2014 to 2021. Previously,… Read More

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