Did Former Signator Investors, Inc. Financial Advisor David Ferwerda Recommend Investments in Woodbridge Group of Companies Ponzi Scheme?
Posted on Monday, November 12th, 2018 at 6:19 pm
Erez Law is currently investigating former Signator Investors, Inc. financial advisor David Ferwerda (CRD# 832431) who was barred by FINRA for not cooperating with an investigation into the Woodbridge Group of Companies Ponzi Scheme. Ferwerda has been registered with Signator Investors, Inc. in Grand Rapids, Michigan from 2012 to March 2018, when he was terminated […]
Erez Law Files FINRA Claim Against Wells Fargo for Losses Caused by Former Financial Advisor John Leonard in Energy Sector Losses
Posted on Monday, November 5th, 2018 at 9:28 pm
Erez Law recently filed a $550,000 FINRA arbitration against Wells Fargo for high risk energy sector losses. The former Wells Fargo customer alleges that John Leonard (CRD #2113842), who was a registered representatives of Wells Fargo in Toledo, Ohio from 2008 to 2016, took advantage of his personal relationship with the client and committed rampant […]
Stifel, Nicolaus & Company, Incorporated Financial Advisor Scott Sanders Investment Losses
Posted on Wednesday, September 12th, 2018 at 10:34 am
Have you suffered losses due to investments with Stifel, Nicolaus & Company, Incorporated financial advisor Scott Sanders (CRD# 3063288)? Sanders has been registered with Stifel, Nicolaus & Company, Incorporated In Fort Myers, Florida since 2009. Sanders has been the subject of three customer complaints between 2008 and 2018, one of which was denied and one […]
Have You Suffered Losses Due to Investments in Venezuela Bonds?
Posted on Saturday, September 1st, 2018 at 8:29 am
Erez Law is currently investigating brokers and brokerage firms around the country who recommended their clients invest in Venezuelan bonds. If your broker or brokerage firm sold you the Venezuela bonds without disclosing the risks, Erez Law may be able to help you recover your losses. Venezuela holds the world’s largest supply of crude oil, […]
Were You a Victim of Former Ross, Sinclaire & Associates, LLC Financial Advisor Anthony Conti?
Posted on Saturday, June 23rd, 2018 at 9:06 am
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Ross, Sinclaire & Associates, LLC financial advisor Anthony Conti (CRD# 1447173). Conti has been registered with Boenning & Scattergood, Inc. in Carnegie, Pennsylvania since June 2017. Previously, Conti was registered with Ross, Sinclaire & Associates, LLC in […]
Investigation of Former First Standard Financial Company LLC and Alexander Capital, L.P. Financial Advisor Laurence Torres
Posted on Saturday, June 9th, 2018 at 7:44 am
Erez Law is currently investigating former First Standard Financial Company LLC and Alexander Capital, L.P. financial advisor Laurence Torres (CRD# 2821373) regarding churning and unsuitable investments in customer accounts. Torres was registered with First Standard Financial Company LLC in Staten Island, New York from 2014 to September 2016 and with Alexander Capital, L.P. in Staten […]
Can I Recover Losses from Stifel, Nicolaus & Company, Incorporated Financial Advisor Gary Adkin?
Posted on Saturday, June 9th, 2018 at 7:32 am
Did you lose money investing with Stifel, Nicolaus & Company, Incorporated financial advisor Gary Adkin (CRD# 3084484)? Adkin has been registered with Stifel, Nicolaus & Company, Incorporated in Palm Beach, Florida since 2015. Adkin has been the subject of one customer complaint, according to his CRD report: December 2017. “Claimants allege that registered representative was […]
Former J.P. Morgan Securities LLC Financial Advisor Charlotte Guin Has $10 Million Pending Customer Complaint
Posted on Saturday, June 2nd, 2018 at 12:19 pm
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former J.P. Morgan Securities LLC financial advisor Charlotte Guin (CRD# 4050796) regarding investment losses. Guin has been registered with J.P. Morgan Securities LLC in Houston, Texas from 2011 to 2015, when she was terminated regarding, “Employee had potentially […]
Investigation of Former Quest Capital Strategies, Inc. Financial Advisor Frank Dietrich For Losses Due to Investments in Woodbridge Wealth Promissory Notes
Posted on Thursday, May 17th, 2018 at 6:35 am
There are options for customers of former Quest Capital Strategies, Inc. financial advisor Frank Dietrich (CRD# 2506091) regarding losses sustained from investments in Woodbridge Wealth Promissory Notes. Dietrich was registered with Quest Capital Strategies, Inc. in Lake Forest, California from 2018 to April 2018, when he was terminated regarding, “Failure to fully disclose outside business […]
Investigation of FSC Securities Corporation Financial Advisor Sandeep Varma
Posted on Sunday, March 11th, 2018 at 9:17 am
There are options for customers of FSC Securities Corporation financial advisor Sandeep Varma (CRD# 1926613). Varma has been registered with FSC Securities Corporation in San Diego, California since 2015. In February 2018, FINRA sanctioned Varma to $15,000 in civil and administrative penalties and fines and suspended him for 10 days after he “consented to the […]