Did You Suffer Investment Losses Due to Recommendations to Invest in UBS ETRACS ETNs
Posted on Monday, March 30th, 2020 at 9:52 am
Erez Law is currently investigating brokers across the country who recommended their clients invest in UBS ETRACS exchange-traded notes (ETNs). It is alleged that UBS Financial Services, Inc. and TD Ameritrade brokers recommended their clients invest in UBS ETRACS ETNs, despite that these investments are not suitable for many investors. UBS ETRACS ETNs are unsubordinated […]
Investment Losses with Former Wells Fargo Broker Ramon Herrera
Posted on Monday, December 2nd, 2019 at 1:19 pm
Were you the victim of former Wells Fargo broker Ramon Herrera (CRD# 6021170)? Herrera was registered with Wells Fargo Clearing Services, LLC in Jersey City, New Jersey from 2012 to 2018. In October 2019, the New Jersey Bureau of Securities revoked Herrera’s registration. In July 2018, FINRA barred Herrera after he failed to respond to […]
Were You a Victim of Broker Kurt Jackson?
Posted on Monday, December 2nd, 2019 at 12:46 pm
Erez Law is currently investigating California broker Kurt Jackson (CRD# 2913769) regarding high risk energy sector losses. Jackson has been registered with Commonwealth Financial Network in San Luis Obispo, California since 2015. Jackson was registered with NFP Advisor Services, LLC in San Luis Obispo, California from 2008 to 2015. Jackson has been the subject of […]
GPB Capital Holding Losses with Coastal Equities, Inc. Broker Kevin Canterbury
Posted on Tuesday, July 16th, 2019 at 8:37 pm
Coastal Equities, Inc. broker Kevin Canterbury (CRD# 4939385) is alleged to recommend unsuitable GPB Capital Holdings. Canterbury has been registered with Coastal Equities, Inc. in Scottsdale, Arizona since 2012. GPB Capital Holdings is a New York-based investment firm that offers exempt, private-placement securities that inherently have a high degree of risk due to their nature […]
Former Lincoln Financial Securities Corporation Broker Barry Horowitz Fraud Allegations
Posted on Wednesday, July 24th, 2019 at 8:51 pm
Former Lincoln Financial Securities Corporation broker Barry Horowitz (CRD# 2651525) faces allegations of client damages in excess of $2.4 million related to promissory note losses. Horowitz was registered with Lincoln Financial Securities Corporation in Glastonbury, Connecticut from 1995 to August 2018. Horowitz has been the subject of one customer complaint, according to his CRD report: […]
Did Former Signator Investors, Inc. Financial Advisor David Ferwerda Recommend Investments in Woodbridge Group of Companies Ponzi Scheme?
Posted on Monday, November 12th, 2018 at 6:19 pm
Erez Law is currently investigating former Signator Investors, Inc. financial advisor David Ferwerda (CRD# 832431) who was barred by FINRA for not cooperating with an investigation into the Woodbridge Group of Companies Ponzi Scheme. Ferwerda has been registered with Signator Investors, Inc. in Grand Rapids, Michigan from 2012 to March 2018, when he was terminated […]
Erez Law Files FINRA Claim Against Wells Fargo for Losses Caused by Former Financial Advisor John Leonard in Energy Sector Losses
Posted on Monday, November 5th, 2018 at 9:28 pm
Erez Law recently filed a $550,000 FINRA arbitration against Wells Fargo for high risk energy sector losses. The former Wells Fargo customer alleges that John Leonard (CRD #2113842), who was a registered representatives of Wells Fargo in Toledo, Ohio from 2008 to 2016, took advantage of his personal relationship with the client and committed rampant […]
Stifel, Nicolaus & Company, Incorporated Financial Advisor Scott Sanders Investment Losses
Posted on Wednesday, September 12th, 2018 at 10:34 am
Have you suffered losses due to investments with Stifel, Nicolaus & Company, Incorporated financial advisor Scott Sanders (CRD# 3063288)? Sanders has been registered with Stifel, Nicolaus & Company, Incorporated In Fort Myers, Florida since 2009. Sanders has been the subject of three customer complaints between 2008 and 2018, one of which was denied and one […]
Have You Suffered Losses Due to Investments in Venezuela Bonds?
Posted on Saturday, September 1st, 2018 at 8:29 am
Erez Law is currently investigating brokers and brokerage firms around the country who recommended their clients invest in Venezuelan bonds. If your broker or brokerage firm sold you the Venezuela bonds without disclosing the risks, Erez Law may be able to help you recover your losses. Venezuela holds the world’s largest supply of crude oil, […]
Were You a Victim of Former Ross, Sinclaire & Associates, LLC Financial Advisor Anthony Conti?
Posted on Saturday, June 23rd, 2018 at 9:06 am
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Ross, Sinclaire & Associates, LLC financial advisor Anthony Conti (CRD# 1447173). Conti has been registered with Boenning & Scattergood, Inc. in Carnegie, Pennsylvania since June 2017. Previously, Conti was registered with Ross, Sinclaire & Associates, LLC in […]