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Erez Law Investigates Former SCF Investment Advisors, Inc. Broker John Nguyen

Erez Law Investigates Former SCF Investment Advisors, Inc. Broker John Nguyen

Posted on Monday, July 19th, 2021 at 4:13 pm    

Did you lose money investing with former SCF Investment Advisors, Inc. broker John Nguyen (CRD# 4919629)? Nguyen has been registered with Crown Capital Securities, L.P. in Placentia, California since 2016. Previously, from 2007 to 2016, Nguyen was registered with SCF Investment Advisors, Inc. in Fresno, California.  Nguyen has been the subject of one customer complaint,… Read More

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Did Your J.P. Morgan Securities Broker Recommend You Invest in Northstar Financial Services (Bermuda) Ltd.?

Posted on Thursday, May 13th, 2021 at 1:23 pm    

Erez Law is currently investigating J.P. Morgan Securities brokers who recommended their clients who recommended Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of high net worth clients around the globe.  J.P. Morgan Securities brokers allegedly recommended Northstar Financial Services (Bermuda) Ltd. to their clients as a… Read More

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Did You Lose Money Investing with Ankoh Investment Services, Inc. Broker Yoko Farias in Northstar Financial Services (Bermuda) Ltd.?

Posted on Monday, May 3rd, 2021 at 8:01 pm    

Erez Law is currently investigating Ankoh Investment Services, Inc. broker Yoko Farias (CRD# 3180126) regarding unsuitable investments in Northstar Financial Services (Bermuda) Ltd. Farias has been registered with Ankoh Investment Services, Inc. in Honolulu, Hawaii since 2001.  The Bermuda-based annuity and life insurance company serves the needs of high net worth clients around the globe.… Read More

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Did You Suffer Investment Losses in the Oil, Gas, and Energy Sector with Your David Lerner Associates, Inc. Broker?

Posted on Sunday, March 7th, 2021 at 12:47 pm    

Erez Law is currently investigating David Lerner Associates, Inc. brokers who recommended their clients invest in unsuitable oil, gas, and energy investments, which suffered significant declines when the market crashed due to the COVID-19 pandemic (the winter and spring of 2020). If yo have suffered losses. please contact us to discuss your case. You may… Read More

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Former SagePoint Financial, Inc. Broker Troy Baily Future Income Payments, LLC Investment Loss Options

Posted on Tuesday, November 3rd, 2020 at 9:01 pm    

Erez Law is currently investigating former SagePoint Financial, Inc. broker Troy Baily (CRD# 4458930) regarding Future Income Payments, LLC (FIP LLC) investment losses. Baily was registered with SagePoint Financial, Inc. in Omaha, Nebraska from 2016 to 2018 and from April to September 2014. Previously, Baily was registered with Axa Advisors, LLC in Omaha, Nebraska from… Read More

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Former Triad Advisors, Inc. Broker David Atlee Accused of Recommending Unsuitable GPB Capital Holdings Investments

Posted on Wednesday, June 10th, 2020 at 8:48 pm    

Erez Law is currently investigating former Triad Advisors, Inc. broker David Atlee (CRD# 5565960) who is accused of recommending unsuitable GPB Capital Holdings investments. Atlee was registered with Triad Advisors, Inc. in Jacksonville, Florida from 2014 to 2017.  GPB Capital Holdings is a New York-based investment firm that offers exempt, private-placement securities. These investments inherently… Read More

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Did You Suffer Investment Losses Due to Recommendations to Invest in UBS ETRACS ETNs

Posted on Monday, March 30th, 2020 at 9:52 am    

Erez Law is currently investigating brokers across the country who recommended their clients invest in UBS ETRACS exchange-traded notes (ETNs). It is alleged that UBS Financial Services, Inc. and TD Ameritrade brokers recommended their clients invest in UBS ETRACS ETNs, despite that these investments are not suitable for many investors. UBS ETRACS ETNs are unsubordinated… Read More

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Investment Losses with Former Wells Fargo Broker Ramon Herrera

Posted on Monday, December 2nd, 2019 at 1:19 pm    

Were you the victim of former Wells Fargo broker Ramon Herrera (CRD# 6021170)? Herrera was registered with Wells Fargo Clearing Services, LLC in Jersey City, New Jersey from 2012 to 2018. In October 2019, the New Jersey Bureau of Securities revoked Herrera’s registration. In July 2018, FINRA barred Herrera after he failed to respond to… Read More

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Were You a Victim of Broker Kurt Jackson?

Posted on Monday, December 2nd, 2019 at 12:46 pm    

Erez Law is currently investigating California broker Kurt Jackson (CRD# 2913769) regarding high risk energy sector losses. Jackson has been registered with Commonwealth Financial Network in San Luis Obispo, California since 2015. Jackson was registered with NFP Advisor Services, LLC in San Luis Obispo, California from 2008 to 2015. Jackson has been the subject of… Read More

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Did Former Signator Investors, Inc. Financial Advisor David Ferwerda Recommend Investments in Woodbridge Group of Companies Ponzi Scheme?

Posted on Monday, November 12th, 2018 at 6:19 pm    

Erez Law is currently investigating former Signator Investors, Inc. financial advisor David Ferwerda (CRD# 832431) who was barred by FINRA for not cooperating with an investigation into the Woodbridge Group of Companies Ponzi Scheme. Ferwerda has been registered with Signator Investors, Inc. in Grand Rapids, Michigan from 2012 to March 2018, when he was terminated… Read More

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