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National Investment Fraud Lawyers

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Biscayne Capital Principals Charged with $155 Million Biscayne Capital Investment Fraud Scheme

Biscayne Capital Principals Charged with $155 Million Biscayne Capital Investment Fraud Scheme

Posted on Monday, September 20th, 2021 at 9:42 pm    

In September 2021, Ernesto Heraclito Weisson Pazmino of Miami, Florida, Roberto Gustavo Cortes Ripalda of Madrid, Spain, and Fernando Haberer Bergson of Buenos Aires, Argentina were criminally indicted and charged with conspiring to defraud investors and financial institutions. Pazmino was arrested in Miami, Florida in connection with the alleged $155 million investment fraud scheme that… Read More

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Erez Law Investigates Former SCF Investment Advisors, Inc. Broker John Nguyen

Posted on Monday, July 19th, 2021 at 4:13 pm    

Did you lose money investing with former SCF Investment Advisors, Inc. broker John Nguyen (CRD# 4919629)? Nguyen has been registered with Crown Capital Securities, L.P. in Placentia, California since 2016. Previously, from 2007 to 2016, Nguyen was registered with SCF Investment Advisors, Inc. in Fresno, California.  Nguyen has been the subject of one customer complaint,… Read More

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Did You Suffer Investment Losses in the Oil, Gas, and Energy Sector with Your David Lerner Associates, Inc. Broker?

Posted on Sunday, March 7th, 2021 at 12:47 pm    

Erez Law is currently investigating David Lerner Associates, Inc. brokers who recommended their clients invest in unsuitable oil, gas, and energy investments, which suffered significant declines when the market crashed due to the COVID-19 pandemic (the winter and spring of 2020). If yo have suffered losses. please contact us to discuss your case. You may… Read More

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Former SagePoint Financial, Inc. Broker Troy Baily Future Income Payments, LLC Investment Loss Options

Posted on Tuesday, November 3rd, 2020 at 9:01 pm    

Erez Law is currently investigating former SagePoint Financial, Inc. broker Troy Baily (CRD# 4458930) regarding Future Income Payments, LLC (FIP LLC) investment losses. Baily was registered with SagePoint Financial, Inc. in Omaha, Nebraska from 2016 to 2018 and from April to September 2014. Previously, Baily was registered with Axa Advisors, LLC in Omaha, Nebraska from… Read More

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Former Triad Advisors, Inc. Broker David Atlee Accused of Recommending Unsuitable GPB Capital Holdings Investments

Posted on Wednesday, June 10th, 2020 at 8:48 pm    

Erez Law is currently investigating former Triad Advisors, Inc. broker David Atlee (CRD# 5565960) who is accused of recommending unsuitable GPB Capital Holdings investments. Atlee was registered with Triad Advisors, Inc. in Jacksonville, Florida from 2014 to 2017.  GPB Capital Holdings is a New York-based investment firm that offers exempt, private-placement securities. These investments inherently… Read More

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Did You Suffer Investment Losses Due to Recommendations to Invest in UBS ETRACS ETNs

Posted on Monday, March 30th, 2020 at 9:52 am    

Erez Law is currently investigating brokers across the country who recommended their clients invest in UBS ETRACS exchange-traded notes (ETNs). It is alleged that UBS Financial Services, Inc. and TD Ameritrade brokers recommended their clients invest in UBS ETRACS ETNs, despite that these investments are not suitable for many investors. UBS ETRACS ETNs are unsubordinated… Read More

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Investment Losses with Former Wells Fargo Broker Ramon Herrera

Posted on Monday, December 2nd, 2019 at 1:19 pm    

Were you the victim of former Wells Fargo broker Ramon Herrera (CRD# 6021170)? Herrera was registered with Wells Fargo Clearing Services, LLC in Jersey City, New Jersey from 2012 to 2018. In October 2019, the New Jersey Bureau of Securities revoked Herrera’s registration. In July 2018, FINRA barred Herrera after he failed to respond to… Read More

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Were You a Victim of Broker Kurt Jackson?

Posted on Monday, December 2nd, 2019 at 12:46 pm    

Erez Law is currently investigating California broker Kurt Jackson (CRD# 2913769) regarding high risk energy sector losses. Jackson has been registered with Commonwealth Financial Network in San Luis Obispo, California since 2015. Jackson was registered with NFP Advisor Services, LLC in San Luis Obispo, California from 2008 to 2015. Jackson has been the subject of… Read More

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Did Former Signator Investors, Inc. Financial Advisor David Ferwerda Recommend Investments in Woodbridge Group of Companies Ponzi Scheme?

Posted on Monday, November 12th, 2018 at 6:19 pm    

Erez Law is currently investigating former Signator Investors, Inc. financial advisor David Ferwerda (CRD# 832431) who was barred by FINRA for not cooperating with an investigation into the Woodbridge Group of Companies Ponzi Scheme. Ferwerda has been registered with Signator Investors, Inc. in Grand Rapids, Michigan from 2012 to March 2018, when he was terminated… Read More

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Erez Law Files FINRA Claim Against Wells Fargo for Losses Caused by Former Financial Advisor John Leonard in Energy Sector Losses

Posted on Monday, November 5th, 2018 at 9:28 pm    

Erez Law recently filed a $550,000 FINRA arbitration against Wells Fargo for high-risk energy sector losses. The former Wells Fargo customer alleges that John Leonard (CRD #2113842), who was a registered representatives of Wells Fargo in Toledo, Ohio from 2008 to 2016, took advantage of his personal relationship with the client and committed rampant securities… Read More

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